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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)37 years in industry

KEITH ANDREW HAMILTON

Advisor at LPL FINANCIAL LLC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:670ae17b-d806-b85f-c66e-cb3a97a406f8

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:31 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Mar 12, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 12, 1989earliest registration or exam on IAPD
Years in industry: 37derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S63|S66
First exam: Sep 12, 1989
First registration: Mar 12, 2002
Dual registered: yes, broker-dealer
Other names: KEITH ANDREW HAMILTON|KEITH HAMILTON
IAPD individual key: 1870461

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Dec 13, 2017	n/a	yes	ANACORTES, WA\|MT VERNON, WA\|OAK HARBOR, WA\|SEATTLE, WA\|BURLINGTON, WA\|WENATCHEE, WA\|WENATCHEE, WA\|SNOHOMISH, WA\|MILL CREEK, WA\|MT. VERNON, WA\|BELLINGHAM, WA\|EDMONDS, WA\|BELLINGHAM, WA	Current employment
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Oct 5, 2009	Dec 6, 2017	no	SEATTLE, WA\|Seattle, WA	Previous registration
AMERIPRISE ADVISOR SERVICES, INC.	n/a	Sep 2, 2005	Oct 5, 2009	no	SEATTLE, WA\|SEATTLE, WA	Previous registration
RBC CAPITAL MARKETS, LLC	National bd RIA	Mar 12, 2002	Sep 15, 2005	no	BELLEVUE, WA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
AMERIPRISE FINANCIAL SERVICES, LLC	LPL FINANCIAL LLC	Dec 6, 2017	Dec 13, 2017	7	Firm change	Ibd to RIA
AMERIPRISE ADVISOR SERVICES, INC.	AMERIPRISE FINANCIAL SERVICES, LLC	Oct 5, 2009	Oct 5, 2009	0	Bulk transfer	Other
RBC CAPITAL MARKETS, LLC	AMERIPRISE ADVISOR SERVICES, INC.	Sep 15, 2005	Sep 2, 2005	-13	Firm change	Other

Relationships

Registered with (4)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Dec 13, 2017 to presentfactForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Oct 5, 2009 to Dec 6, 2017factForm ADV
→ AMERIPRISE ADVISOR SERVICES, INC.Registered adviserregistration: previous registration
Sep 2, 2005 to Oct 5, 2009factForm ADV
→ RBC CAPITAL MARKETS, LLCRegistered adviserregistration: previous registration
Mar 12, 2002 to Sep 15, 2005factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:670ae17b-d806-b85f-c66e-cb3a97a406f8
First observed: Mar 12, 2002
Last observed: Sep 15, 2026 4 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

KEITH ANDREW HAMILTON

Advisor at LPL FINANCIAL LLC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:670ae17b-d806-b85f-c66e-cb3a97a406f8

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:31 PM UTC and rebuilt at most every 15 minutes.