DFX Intelligence

D•••• P•••• S••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisorCertified Financial Planner24 years in industry

D•••• P•••• S••••

Advisor at B••••• P••••• A•••••••• L••

NEWPORT BEACH, CA | PLANO, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:670c42fa-41d0-74ef-0359-6eb6d346bf70

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:14 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Mar 18, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B••••• P••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 1, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B••••• P••••• A•••••••• L••	Independent wealth	Aug 2, 2019	n/a	yes	PLANO, TX\|NEWPORT BEACH, CA	Current employment
B••••• P••••• W••••• A•••••••• L••	Former SEC adviser	Aug 2, 2019	Apr 27, 2020	no	NEWPORT BEACH, CA\|PLANO, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B••••• P••••• W••••• A•••••••• L••	B••••• P••••• A•••••••• L••	Apr 27, 2020	Aug 2, 2019	-269	Bulk transfer	RIA to RIA
P•••• S••••••••• L••	B••••• P••••• W••••• A•••••••• L••	Jul 29, 2019	Aug 2, 2019

Relationships

Registered with (5)

→ B••••• P••••• A•••••••• L••Registered adviserregistration: current employment
Aug 2, 2019 to presentfactForm ADV
→ B••••• P••••• W••••• A•••••••• L••Registered adviserregistration: previous registration
Aug 2, 2019 to Apr 27, 2020factForm ADV
→ P•••• S••••••••• L••Registered adviserregistration: previous registration
Aug 9, 2017 to Jul 29, 2019factForm ADV
→ S••••••• S••••••••• L•••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:670c42fa-41d0-74ef-0359-6eb6d346bf70
First observed: Mar 18, 2005
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.