DFX Intelligence

D••••• F•••••• B••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner15 years in industry

D••••• F•••••• B••••••••

Advisor at B••••• P••••• A•••••••• L••

NEWPORT BEACH, CA | DENVER, CO

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Search this name across graphsid dfx:ria:67177bae-f590-d146-6ba8-0e33810367fa

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:07 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 3
On other graphs: 0
Observed: Jun 3, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B••••• P••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 19, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B••••• P••••• A•••••••• L••	Independent wealth	Mar 28, 2023	n/a	yes	DENVER, CO\|NEWPORT BEACH, CA	Current employment
A• W••••• M••••••••• L••	Bd affiliated wealth	Oct 20, 2022	Mar 29, 2023	no	HIGHLANDS, CO\|Highlands Ranch, CO

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A• W••••• M••••••••• L••	B••••• P••••• A•••••••• L••	Mar 29, 2023	Mar 28, 2023	-1	Firm change	Ibd to RIA
S•••••• H•••• • J•••• I••	A• W••••• M••••••••• L••	Aug 16, 2022	Oct 20, 2022

Relationships

Registered with (6)

→ B••••• P••••• A•••••••• L••Registered adviserregistration: current employment
Mar 28, 2023 to presentfactForm ADV
→ A• W••••• M••••••••• L••Registered adviserregistration: previous registration
Oct 20, 2022 to Mar 29, 2023factForm ADV
→ S•••••• H•••• • J•••• I••Registered adviserregistration: previous registration
Jun 9, 2021 to Aug 16, 2022factForm ADV
→ P•••••• A••••••• G••••

Dated events

Occurred
Mar 29, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Aug 16, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Jan 31, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:67177bae-f590-d146-6ba8-0e33810367fa
First observed: Jun 3, 2011
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.