DFX Intelligence
Reading the graph
Reading the graph
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Advisor at M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
NEW YORK, NY | CHARLOTTE, NC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Wirehouse | Jan 30, 2017 | n/a | yes | CHARLOTTE, NC|NEW YORK, NY | Current employment |
| S••••• M••••••• C••••••• L• | Asset manager | Aug 28, 2013 | Jul 29, 2014 | no | PRINCETON, NJ |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| S••••• M••••••• C••••••• L• | M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Jul 29, 2014 | Jan 30, 2017 | 916 | Firm change after gap | Other |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | S••••• M••••••• C••••••• L• | Aug 5, 2013 |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Wirehouse | Jun 8, 2010 | Aug 5, 2013 | no | NEW YORK, NY|JERSEY CITY|NEW YORK, NY | Previous registration |
| C••••••••• I••••••••• L•• | Mixed wealth | Dec 21, 2005 | Oct 9, 2006 | no | NEW YORK, NY | Previous registration |
| C•••••••• G••••• M•••••• I••• | Bd affiliated wealth | Apr 17, 1998 | Dec 16, 2005 | no | NEW YORK, NY | Previous registration |
| 23 |
| Firm change |
| Other |
| C••••••••• I••••••••• L•• | M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Oct 9, 2006 | Jun 8, 2010 | 1,338 | Firm change after gap | Other |
| C•••••••• G••••• M•••••• I••• | C••••••••• I••••••••• L•• | Dec 16, 2005 | Dec 21, 2005 | 5 | Bulk transfer | Other |