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Advisor at OSAIC WEALTH, INC.
HONOLULU, HI | LAFAYETTE, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| OSAIC WEALTH, INC. | Bd affiliated wealth | Nov 2, 2018 | n/a | yes | HONOLULU, HI|LAFAYETTE, CA | Current employment |
| SIGNATOR INVESTORS, INC. | Former SEC adviser | Jul 3, 2008 | Nov 5, 2018 | no | HONOLULU, HI|HONOLULU, HI|ST GEORGE, UT|HONULULU, HI|SALT LAKE CITY, UT|HONOLULU, HI|LAFAYETTE, CA|SAN JOSE, CA|ROSEVILLE, CA|LOS ANGELES, CA|CARROLLTON, TX|BURLINGAME, CA|REDWOOD CITY, CA|SAN JOSE, CA|NEWARK, CA|ROSEVILLE, CA|OCEANSIDE, CA|BOSTON, MA | Previous registration |
| FSC SECURITIES CORPORATION | Former SEC adviser | Oct 3, 2007 | Jul 2, 2008 | no | EWA BEACH, HI | Previous registration |
| SIGNATOR INVESTORS, INC. | Former SEC adviser | Aug 13, 2007 | Sep 18, 2007 | no | HONOLULU, HI|HONOLULU, HI | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SIGNATOR INVESTORS, INC. | OSAIC WEALTH, INC. | Nov 5, 2018 | Nov 2, 2018 | -3 | Bulk transfer | Ibd to ibd |
| FSC SECURITIES CORPORATION | SIGNATOR INVESTORS, INC. | Jul 2, 2008 | Jul 3, 2008 | 1 | Firm change | Other |
| SIGNATOR INVESTORS, INC. | FSC SECURITIES CORPORATION | Sep 18, 2007 | Oct 3, 2007 | 15 | Firm change | Other |