DFX Intelligence

A•••• M•••••• J••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisordual registered (broker-dealer)28 years in industry

A•••• M•••••• J••••••

Advisor at C••• I••••••••• A•••••••• I•••

MCDONOUGH, GA | Hilton Head Island, SC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:673c05ab-51fc-e799-2fc3-8897781e8ca1

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:07 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Oct 12, 2004 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••• I••••••••• A•••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Nov 17, 1997earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 16derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••• I••••••••• A•••••••• I•••	Independent wealth	Nov 18, 2009	n/a	yes	MCDONOUGH, GA\|Hilton Head Island, SC	Current employment
A••• A•••• M••••••••• I•••	n/a	Dec 11, 2007	Nov 16, 2009	no	ATLANTA, GA\|BIRMINGHAM, AL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••• A•••• M••••••••• I•••	C••• I••••••••• A•••••••• I•••	Nov 16, 2009	Nov 18, 2009	2	Firm change	Other
C•••••••• G••••• M•••••• I•••	A••• A•••• M••••••••• I•••	Oct 4, 2007	Dec 11, 2007

Relationships

Registered with (3)

→ C••• I••••••••• A•••••••• I•••Registered adviserregistration: current employment
Nov 18, 2009 to presentfactForm ADV
→ A••• A•••• M••••••••• I•••Registered adviserregistration: previous registration
Dec 11, 2007 to Nov 16, 2009factForm ADV
→ C•••••••• G••••• M•••••• I•••Registered adviserregistration: previous registration
Oct 12, 2004 to Oct 4, 2007factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:673c05ab-51fc-e799-2fc3-8897781e8ca1
First observed: Oct 12, 2004
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.