I•• R••• C••••

Advisor at B•••••••• R••••• • F•••••••• I•••

CHICAGO, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:67401cb9-1f73-011b-e04a-a858de8942c7

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:07 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Sep 4, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B•••••••• R••••• • F•••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Nov 29, 2010earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B•••••••• R••••• • F•••••••• I•••	Independent wealth	May 9, 2022	n/a	yes	CHICAGO, IL	Current employment
F••••	Independent wealth	Nov 12, 2020	Mar 1, 2022	no	WEST PALM BEACH, FL\|Chicago, IL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F••••	B•••••••• R••••• • F•••••••• I•••	Mar 1, 2022	May 9, 2022	69	Firm change	RIA to RIA
A••••• A•• P••••••• S•••••••	F••••	Nov 13, 2020	Nov 12, 2020

Team moves

••• Locked

Team	Left	Joined	From	Kind
20472:285961:IL:2020-11-13	Nov 13, 2020	Nov 12, 2020	CHICAGO, IL	Firm change
106715:20472:NC:2016-02-19	Feb 19, 2016	Dec 1, 2017	CHARLOTTE, NC	Firm change after gap

Relationships

Registered with (4)

→ B•••••••• R••••• • F•••••••• I•••Registered adviserregistration: current employment
May 9, 2022 to presentfactForm ADV
→ F••••Registered adviserregistration: previous registration
Nov 12, 2020 to Mar 1, 2022factForm ADV
→ A••••• A•• P••••••• S•••••••Registered adviserregistration: previous registration
Dec 1, 2017 to Nov 13, 2020factForm ADV
→ V••••••• A•••••••• I•••

Dated events

Occurred
Mar 1, 2022
Advisor changed firm
I•• R••• C•••• left Facet for B•••••••• R••••• • F•••••••• I••• (registered 2022-05-09)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:67401cb9-1f73-011b-e04a-a858de8942c7
First observed: Sep 4, 2015
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.