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C•••••• J•••• W•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)10 years in industry

C•••••• J•••• W•••••••

Advisor at F•••• C••••••• A•••• M••••••••• I••

Columbia, SC | COLUMBIA, SC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:6740ad5c-8dfa-402f-41f4-70e363f3f6fd

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:36 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Dec 28, 2015 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F•••• C••••••• A•••• M••••••••• I••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 1, 2015earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
F•••• C••••••• A•••• M••••••••• I••	Bd affiliated wealth	Jan 2, 2018	n/a	yes	Columbia, SC	Current employment
F•••• C••••••• I••••••• S•••••••• I•••	Bd affiliated wealth	May 15, 2017	n/a	yes

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
F•••• C••••••• A•••• M••••••••• I••	F•••• C••••••• I••••••• S•••••••• I•••	Dec 31, 2017	May 15, 2017	-230	Firm change after gap	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
140777:44430:NC:2017-12-31	Dec 31, 2017	May 15, 2017	RALEIGH, NC	Firm change after gap

Relationships

Registered with (2)

→ F•••• C••••••• A•••• M••••••••• I••Registered adviserregistration: previous registration
Dec 28, 2015 to Dec 31, 2017factForm ADV
→ F•••• C••••••• I••••••• S•••••••• I•••Registered adviserregistration: current employment
May 15, 2017 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6740ad5c-8dfa-402f-41f4-70e363f3f6fd
First observed: Dec 28, 2015
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.