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RIA / WealthAdvisordual registered (broker-dealer)18 years in industry

ANDREW RODGERS MEYER

Advisor at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CHICAGO, IL

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Search this name across graphsid dfx:ria:6748c27f-ed9a-5c18-bcdb-1229d6dbf3a8

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:48 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Sep 29, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 27, 2007earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S65|S66
First exam: Sep 27, 2007
First registration: Sep 29, 2007
Dual registered: yes, broker-dealer
IAPD individual key: 5214478

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	May 6, 2025	n/a	yes	CHICAGO, IL	Current employment
J.P. MORGAN SECURITIES LLC	Wirehouse	Jan 12, 2023	May 5, 2025	no	FORT WAYNE, IN\|Indianapolis, IN\|CHICAGO, IL\|Chicago, IL\|Oak Park, IL	Previous registration
M HOLDINGS SECURITIES, INC.	Bd affiliated wealth	Sep 3, 2009	Jun 30, 2014	no	INDIANAPOLIS, IN	Previous registration
MACK FINANCIAL GROUP, INC.	n/a	Sep 29, 2007	Dec 31, 2009	no	INDIANAPOLIS, IN	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
J.P. MORGAN SECURITIES LLC	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	May 5, 2025	May 6, 2025	1	Firm change	Wirehouse to wirehouse
M HOLDINGS SECURITIES, INC.	J.P. MORGAN SECURITIES LLC	Jun 30, 2014	Jan 12, 2023	3,118	Firm change after gap	Other
MACK FINANCIAL GROUP, INC.	M HOLDINGS SECURITIES, INC.	Dec 31, 2009	Sep 3, 2009	-119	Firm change after gap	Other

Relationships

Registered with (4)

→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: current employment
May 6, 2025 to presentfactForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
Jan 12, 2023 to May 5, 2025factForm ADV
→ M HOLDINGS SECURITIES, INC.Registered adviserregistration: previous registration
Sep 3, 2009 to Jun 30, 2014factForm ADV
→ MACK FINANCIAL GROUP, INC.Registered adviserregistration: previous registration
Sep 29, 2007 to Dec 31, 2009factForm ADV

Dated events

Occurred
May 5, 2025
Advisor changed firm
Andrew Rodgers Meyer left J.P. Morgan Securities Llc for Merrill Lynch, Pierce, Fenner & Smith Incorporated (registered 2025-05-06)
Form ADVobserved 5 days ago