DFX Intelligence

C•••••• D•••• H•••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisor22 years in industry

C•••••• D•••• H•••••

Advisor at H•• I••••••••• P•••••••• L••

AUSTIN, TX | Glen Allen, VA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:674b2ee2-765c-17a2-e167-f5200dff7726

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:19 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Mar 30, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: H•• I••••••••• P•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
H•• I••••••••• P•••••••• L••	Independent wealth	Jan 9, 2025	n/a	yes	Glen Allen, VA\|AUSTIN, TX	Current employment
M••••••••• A••••••• S•••••••• I•••	Former SEC adviser	Mar 30, 2015	Jan 23, 2025	no	GLEN ALLEN, VA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••••••• A••••••• S•••••••• I•••	H•• I••••••••• P•••••••• L••	Jan 23, 2025	Jan 9, 2025	-14	Firm change	RIA to RIA

Team moves

••• Locked

Team	Left	Joined	From	Kind
116057:307956:VA:2025-01-23	Jan 23, 2025	Jan 9, 2025	GLEN ALLEN, VA	Firm change

Relationships

Registered with (2)

→ H•• I••••••••• P•••••••• L••Registered adviserregistration: current employment
Jan 9, 2025 to presentfactForm ADV
→ M••••••••• A••••••• S•••••••• I•••Registered adviserregistration: previous registration
Mar 30, 2015 to Jan 23, 2025factForm ADV

Dated events

Occurred
Jan 23, 2025
Advisor changed firm
C•••••• D•••• H••••• left M••••••••• A••••••• S•••••••• I••• for H•• I••••••••• P•••••••• L•• (registered 2025-01-09)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:674b2ee2-765c-17a2-e167-f5200dff7726
First observed: Mar 30, 2015
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.