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Advisor at CETERA INVESTMENT ADVISERS LLC
LIVERMORE, CA | Livermore, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | Bd affiliated wealth | Jul 8, 2025 | n/a | yes | LIVERMORE, CA|Livermore, CA | Current employment |
| ALLSTATE FINANCIAL ADVISORS, LLC | Bd affiliated wealth | Sep 22, 2010 | Jul 14, 2025 | no | DANVILLE, CA|Livermore, CA | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | May 7, 2007 | Jun 23, 2010 | no | SAN FRANCISCO, CA|SAN JOSE, CA | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Jan 5, 2006 | May 10, 2007 | no | SAN JOSE, CA|SAN JOSE, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| ALLSTATE FINANCIAL ADVISORS, LLC | CETERA INVESTMENT ADVISERS LLC | Jul 14, 2025 | Jul 8, 2025 | -6 | Firm change | Ibd to ibd |
| UBS FINANCIAL SERVICES INC. | ALLSTATE FINANCIAL ADVISORS, LLC | Jun 23, 2010 | Sep 22, 2010 | 91 | Firm change | Wirehouse to new firm |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | UBS FINANCIAL SERVICES INC. | May 10, 2007 | May 7, 2007 | -3 | Firm change | Wirehouse to wirehouse |