DFX Intelligence

F•••• L• T•• C••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)12 years in industry

F•••• L• T•• C••••••••

Advisor at M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

Boerne, TX | SAN ANTONIO, TX

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Search this name across graphsid dfx:ria:6762fe01-b07c-b09a-a7ff-b18aa36524dc

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:42 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 3
On other graphs: 0
Observed: May 18, 2018 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Mar 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Wirehouse	Feb 14, 2025	n/a	yes	Boerne, TX\|SAN ANTONIO, TX	Current employment
B••••••• W••••• S••••••••	Independent wealth	Mar 15, 2024	Jan 16, 2025	no	SAN ANTONIO, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B••••••• W••••• S••••••••	M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Jan 16, 2025	Feb 14, 2025	29	Firm change	RIA to wirehouse
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	B••••••• W••••• S••••••••	Mar 15, 2024	Mar 15, 2024

Relationships

Registered with (3)

→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Mar 15, 2022 to Mar 15, 2024factForm ADV
→ B••••••• W••••• S••••••••Registered adviserregistration: previous registration
Mar 15, 2024 to Jan 16, 2025factForm ADV
→ J••• M••••• S••••••••• L••Registered adviserregistration: previous registration
Dec 2, 2020 to Jan 3, 2022factForm ADV

Dated events

Occurred
Jan 16, 2025
Advisor changed firm
F•••• L• T•• C•••••••• left B••••••• W••••• S•••••••• for M•••••• L••••• P•••••• F••••• • S•••• I••••••••• (registered 2025-02-14)
Form ADVobserved 7 days ago
Occurred
Mar 15, 2024
Advisor changed firm
F•••• L• T•• C•••••••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for B••••••• W••••• S•••••••• (registered 2024-03-15)
Form ADVobserved 7 days ago
Occurred
Jan 3, 2022
Advisor changed firm
F•••• L• T•• C•••••••• left J••• M••••• S••••••••• L•• for M•••••• L••••• P•••••• F••••• • S•••• I••••••••• (registered 2022-03-15)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6762fe01-b07c-b09a-a7ff-b18aa36524dc
First observed: May 18, 2018
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.