DFX Intelligence

L••••••• F•••••• D•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)22 years in industry

L••••••• F•••••• D•••••••

Advisor at W•••• F•••• A•••••••

••• Locked

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Search this name across graphsid dfx:ria:6770d496-6bc9-a970-c887-7095ed05fa5e

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:21 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Aug 23, 2004 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W•••• F•••• A•••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Aug 20, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W•••• F•••• A•••••••	Wirehouse	Dec 2, 2025	n/a	yes	WOLFEBORO, NH\|MANCHESTER, NH\|BOSTON, MA	Current employment
U•• F•••••••• S••••••• I•••	Wirehouse	Mar 23, 2009	Dec 12, 2025	no	ROCKLAND, MA\|HOLLIS, NH\|Hollis, NH\|Wolfeboro, NH

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
U•• F•••••••• S••••••• I•••	W•••• F•••• A•••••••	Dec 12, 2025	Dec 2, 2025	-10	Firm change	Wirehouse to wirehouse
F•••••••• T•••• I••••••••• L••	U•• F•••••••• S••••••• I•••	Jun 26, 2008	Mar 23, 2009

Relationships

Registered with (4)

→ W•••• F•••• A•••••••Registered adviserregistration: current employment
Dec 2, 2025 to presentfactForm ADV
→ U•• F•••••••• S••••••• I•••Registered adviserregistration: previous registration
Mar 23, 2009 to Dec 12, 2025factForm ADV
→ F•••••••• T•••• I••••••••• L••Registered adviserregistration: previous registration
Jan 22, 2007 to Jun 26, 2008factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

Dated events

Occurred
Dec 12, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6770d496-6bc9-a970-c887-7095ed05fa5e
First observed: Aug 23, 2004
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.