DFX Intelligence

Q•• A•••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

Q•• A•••••••• L••

CRD 160281

HOUSTON, TX

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Search this name across graphsid dfx:ria:67732266-cec2-f883-8cfd-a95cb61bf988

Data as of Mar 31, 2023 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:12 PM UTC and rebuilt at most every 15 minutes.

Relationships: 22
Dated events: 6
On other graphs: 1
Observed: Feb 14, 2012 to Mar 31, 2023
15 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Q•• A•••••••• L••

Private equity manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $18.1M••• Locked
Discretionary RAUM: $18.1M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 97
Advisory employees

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
Q•••••• E••••• P••••••• I••• L•	Private Equity Fund	$36.8M	Mar 30, 2016	48	Feb 14, 2012	dropped	n/a
Q•• I• ••••• L•	Private Equity Fund	$6.6M

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B••••••• A••••••••• C••••••	CO-PRESIDENT	Na	yes	09/2022	Mar 31, 2023	Mar 31, 2023
B••••• J••••• V•••••	PARTNER, GENERAL COUNSEL	Na	yes	12/2011	Feb 14, 2012	Mar 31, 2023

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
Q•• A•••••••• L••	n/a	Asset manager	$29B	N	yes	n/a
Q•••••• A•••••••• L••	n/a	Asset manager	$491M	N	yes	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2022

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2022	$18.1M	$202M	-91.0%	$269M	-59.3%	97	78	0	0

Relationships

Affiliated with (3)

→ Q•••••• C•••••• G••••Registered adviserother investment adviser, bank, common control
factForm ADV
→ Q•••••• C•••••• G••••Registered adviserother investment adviser, bank, common control
factForm ADV
← Q•• A•••••••• L••Registered adviserother investment adviser, bank, common control
factForm ADV

Advises (9)

→ Q•• I• A••••••••• L•

Dated events

Occurred
Mar 31, 2023
Regulatory AUM changed
••• Locked
Form ADVobserved 7 days ago
$-184M
Occurred
Mar 31, 2023
Control person joined
••• Locked
Form ADVobserved 7 days ago
Occurred
Mar 31, 2023
Control person joined
••• Locked
Form ADVobserved 7 days ago
Occurred
Mar 8, 2023
Control person joined

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:67732266-cec2-f883-8cfd-a95cb61bf988
First observed: Feb 14, 2012
Last observed: Mar 31, 2023 42 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.