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D••••• F•••••••• K•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner18 years in industry

D••••• F•••••••• K•••

Advisor at C••••••• P•••••••

San Francisco, CA | OVERLAND PARK, KS

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 6:27 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jul 23, 2012 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••• P•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 12, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••• P•••••••	Independent wealth	Nov 6, 2017	n/a	yes	OVERLAND PARK, KS\|San Francisco, CA	Current employment
P•••••• W••••• A••••••• G••••	Former SEC adviser	Feb 28, 2014	Oct 25, 2017	no	SAN RAFAEL, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P•••••• W••••• A••••••• G••••	C••••••• P•••••••	Oct 25, 2017	Nov 6, 2017	12	Firm change	Other
P•••••• E••••• M••••••••• I•••	P•••••• W••••• A••••••• G••••	Jul 25, 2016	Feb 28, 2014

Team moves

••• Locked

Team	Left	Joined	From	Kind
127751:158718:CA:2016-07-25	Jul 25, 2016	Feb 28, 2014	SAN RAFAEL, CA	Firm change after gap

Relationships

Registered with (4)

→ C••••••• P•••••••Registered adviserregistration: current employment
Nov 6, 2017 to presentfactForm ADV
→ P•••••• W••••• A••••••• G••••Registered adviserregistration: previous registration
Feb 28, 2014 to Oct 25, 2017factForm ADV
→ P•••••• E••••• M••••••••• I•••Registered adviserregistration: previous registration
Feb 28, 2014 to Jul 25, 2016factForm ADV
→ N•• F•••••••• G••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jul 23, 2012
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.