DFX Intelligence

L•••••• B•••••• C•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)10 years in industry

L•••••• B•••••• C•••••

Advisor at T•••••••• I••••••••• M••••••••• I••

SANTA FE, NM

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Search this name across graphsid dfx:ria:67882a14-f69f-ebf9-79ae-312a967deed2

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:06 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Sep 17, 2018 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T•••••••• I••••••••• M••••••••• I••
Current firm class: asset managerderived
Book size: not public••• Locked
Industry start: Dec 1, 2015earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T•••••••• I••••••••• M••••••••• I••	Asset manager	Jan 8, 2020	n/a	yes	SANTA FE, NM	Current employment
W•••••• • R•••	Former SEC adviser	Sep 17, 2018	Dec 9, 2019	no	LAS VEGAS, NV\|SANTA FE, NM\|SANTA FE, NM

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••••• • R•••	T•••••••• I••••••••• M••••••••• I••	Dec 9, 2019	Jan 8, 2020	30	Firm change	Other

Relationships

Registered with (2)

→ T•••••••• I••••••••• M••••••••• I••Registered adviserregistration: current employment
Jan 8, 2020 to presentfactForm ADV
→ W•••••• • R•••Registered adviserregistration: previous registration
Sep 17, 2018 to Dec 9, 2019factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:67882a14-f69f-ebf9-79ae-312a967deed2
First observed: Sep 17, 2018
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.