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CRD 106357
SANTA FE, NM
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| ANDREW WELDON RICE | n/a | SANTA FE, NM | Dallas, TX | 19 | 25 | n/a | yes |
| JULIE ANN GERACI | n/a | SANTA FE, NM | 15 | 36 | n/a | yes |
| TROY EDWARD MOSCONI | n/a | LOVELAND, OH | SANTA FE, NM | 14 | 32 | n/a | yes |
| WILLIAM RYAN CHISHOLM | n/a | COOPERSBURG, PA | SANTA FE, NM | 14 | 25 | 1 | yes |
| ELIJAH ALAN KING | n/a | SANTA FE, NM | 13 | 14 | 1 | no |
| MATTHEW DAVID SEITER | n/a | HUNTERSVILLE, NC | SANTA FE, NM | 12 | 19 | 4 | yes |
| ADAM WALTON SPARKMAN | n/a | SANTA FE, NM | 11 | 12 | n/a | yes |
| JONATHAN DAVID JURUS | n/a | Beverly Hills, MI | SANTA FE, NM | 10 | 22 | 3 | yes |
| JESSE RYAN BROWNELL | n/a | SANTA FE, NM | Denver, CO | 8 | 18 | n/a | yes |
| WILLIAM F LOEHNING | n/a | SANTA FE, NM | Barrington, RI | 8 | 23 | 1 | yes |
| Keegan James Parker | n/a | SANTA FE, NM | 8 | 9 | n/a | yes |
| LUCINDA BARBARA CANDAL | n/a | SANTA FE, NM | 6 | 10 | 1 | yes |
| ZACHARY STEVEN SCHWEISS | n/a | Seattle, WA | SANTA FE, NM | 6 | 16 | 1 | yes |
| WILLIAM R EBERLE | n/a | SANTA FE, NM | Ardmore, PA | 5 | 16 | 2 | yes |
| TYLER LYNN JENKINS | n/a | Pasadena, TX | SANTA FE, NM | 5 | 12 | 1 | yes |
| COLE ANTHONY KOPACEK | n/a | SANTA FE, NM | Austin, TX | 5 | 16 | 1 | yes |
| Allison Patricia Dawe | n/a | SANTA FE, NM | 3 | 10 | 1 | no |
| Joaquin Alonso Garcia | n/a | SANTA FE, NM | 3 | 10 | n/a | yes |
| Matias Palacio Cleland | n/a | SANTA FE, NM | Littleton, CO | 3 | 13 | n/a | yes |
| Zachary Ian Forster | n/a | Encinitas, CA | SANTA FE, NM | 3 | 19 | n/a | yes |
| LUCAS SKIDMORE RAMEAKA | n/a | Medfield, MA | SANTA FE, NM | 2 | 24 | 5 | yes |
| JULIE Erin VANN | n/a | SANTA FE, NM | 1 | 12 | n/a | yes |
| Brian Carlyle Perkes | n/a | SANTA FE, NM | Frisco, TX | 1 | 29 | 2 | yes |
| ALEX SAMUEL KATZ | n/a | SANTA FE, NM | Westfield, NJ | 0 | 18 | 2 | yes |
| RONALD OLEXSAK | n/a | SANTA FE, NM | 0 | 29 | n/a | yes |
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| THORNBURG DEVELOPING WORLD FUND | Other Private Fund | $67.5M | May 28, 2015 | 7 | Mar 26, 2014 | dropped | n/a |
| THORNBURG PARTNERS FUND LP | Hedge Fund | $46.2M | Mar 13, 2017 | 23 | Mar 29, 2012 | dropped | 021-112336 |
| THORNBURG INTERNATIONAL EQUITY FUND (Q.P.) LLC | Other Private Fund | $29.0M | Oct 17, 2024 | 4 | Mar 29, 2012 | reported | 021-91966 |
| THORNBURG GLOBAL OPPORTUNITIES FUND | Other Private Fund | $6.6M | May 28, 2015 | 7 | Mar 26, 2014 | dropped | n/a |
| THORNBURG GLOBAL EQUITY EX-U.S FUND | Other Private Fund | $6.3M | May 28, 2015 | 6 | Mar 26, 2014 | dropped | n/a |
| TREV 2021 EIV LLC | Real Estate Fund | $3.4M | Oct 17, 2024 | 15 | Mar 31, 2023 | reported | 021-433822 |
| THORNBURG INVESTMENT INCOME BUILDER FUND | Other Private Fund | $3.1M | May 28, 2015 | 11 | Mar 26, 2014 | dropped | n/a |
| THORNBURG GLOBAL EQUITY INCOME FUND | Other Private Fund | $2.8M | May 28, 2015 | 1 | Mar 26, 2014 | dropped | n/a |
| THORNBURG MULTISECTOR OPPORTUNISTIC FUND (Q.P.) LLC | Other Private Fund | $0 | Jul 28, 2017 | 0 | Mar 31, 2015 | dropped | 021-214703 |
| THORNBURG DEVELOPING WORLD FUND (Q.P.) LLC | Other Private Fund | $0 | Jul 28, 2017 | 0 | Mar 26, 2014 | dropped | 021-194673 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| BHATT, NIMISH, SANJAY | CHIEF FINANCIAL OFFICER AND TREASURER | Na | yes | 08/2016 | Aug 19, 2016 | Oct 17, 2024 |
| BOYD, BRIAN, TANEY | Director | Na | yes | 12/2023 | Jan 18, 2024 | Oct 17, 2024 |
| CALLOW, AMY, MIKOLAJCZYK | GENERAL COUNSEL AND SECRETARY | Na | yes | 01/2022 | Feb 17, 2022 | Oct 17, 2024 |
| GARRETT THORNBURG REVOCABLE TRUST | Shareholder | E | yes | 09/1990 | Oct 17, 2024 | Oct 17, 2024 |
| KELLER, ROBIN, RIVERS | Director | Na | yes | 08/2022 | Feb 1, 2023 | Oct 17, 2024 |
| MCMAHON, BRIAN, JOHN | VICE CHAIRMAN, DIRECTOR | Na | yes | 01/2016 | Mar 29, 2012 | Oct 17, 2024 |
| NAYLOR, BLAIR, CUDD | Director | Na | yes | 04/2021 | Mar 30, 2021 | Oct 17, 2024 |
| ROGERS, WILLIAM, ALLAN | CHIEF OPERATING OFFICER | Na | yes | 07/2024 | Jul 24, 2024 | Oct 17, 2024 |
| THORNBURG, HAROLD, GARRETT | Trustee | E | yes | 07/1990 | Mar 29, 2012 | Oct 17, 2024 |
| THORNBURG, HAROLD, GARRETT | CHAIRMAN,DIRECTOR | Na | yes | 08/1997 | Mar 29, 2012 | Oct 17, 2024 |
| VELIE, STEPHEN, JOHN | CHIEF COMPLIANCE OFFICER | Na | yes | 07/2009 | Mar 29, 2012 | Oct 17, 2024 |
| ZINKULA, MARK, JOSEPH | PRESIDENT, CHIEF EXECUTIVE OFFICER, DIRECTOR | Na | yes | 09/2023 | Oct 3, 2023 | Oct 17, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| THORNBURG INVESTMENT MANAGEMENT (ASIA) LTD | n/a | n/a | n/a | Y | no | n/a |
| THORNBURG INVESTMENT MANAGEMENT (SHANGHAI) LTD | n/a | n/a | n/a | Y | no | n/a |
| THORNBURG SECURITIES LLC | n/a | n/a | n/a | N | yes | n/a |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 27, 2026 | $54B | $54B | 219 | 40 | 0 | 2 | n/a |
| 2024 | Apr 23, 2025 | $45B | $45B | 219 | 41 | 0 | 2 | n/a |
| 2023 | Mar 28, 2024 | $42B | $42B | 202 | 42 | 0 | 2 | $32.5M |
| 2022 | Mar 31, 2023 | $39B | $39B | 204 | 43 | 0 | 2 | $31.2M |
| 2021 | Mar 31, 2022 | $47B | $47B | 203 | 41 | 0 | 1 | $7.0M |
| 2020 | Mar 30, 2021 | $44B | $44B | 194 | 37 | 0 | 1 | $14.3M |
| 2019 | Mar 27, 2020 | $43B | $43B | 199 | 35 | 0 | 1 | $12.3M |
| 2018 | Mar 29, 2019 | $41B | $41B | 195 | 39 | 1 | 1 | $9.6M |
| 2017 | Mar 29, 2018 | $49B | $49B | 184 | 41 | 1 | 1 | $24.0M |
| 2016 | Mar 31, 2017 | $49B | $49B | 195 | 40 | n/a | 3 | $25.9M |
| 2015 | Mar 31, 2016 | $55B | $55B | 198 | 38 | n/a | 4 | $67.8M |
| 2014 | Mar 31, 2015 | $64B | $64B | 195 | 36 | n/a | 9 | $458M |
| 2013 | Mar 26, 2014 | $94B | $94B | 195 | 37 | n/a | 8 | $1.5B |
| 2012 | Mar 22, 2013 | $84B | $84B | 184 | 36 | n/a | 2 | $1.2B |
| 2011 | Mar 29, 2012 | $73B | $73B | n/a | n/a | n/a | 2 | $935M |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 11 | 4 | 7 | 9.5% | 2 | 2 | 0 | 16 | 17 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $54B | $45B | 20.2% | $39B | 12.0% | 219 | 219 | 0 | 0 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| CITY DIFFERENT INVESTMENTS | 2 | Feb 11, 2020 | Feb 9, 2021 | SANTA FE, NM | Team lift out | Other | 6.1% |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| STRATEGIC ADVISERS LLC | 2 | Jul 12, 2018 | Oct 18, 2018 | ALBUQUERQUE, NM | Team lift out | Other | 0.0% |