This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

WELLS FARGO ADVISORS

Current firm class

wirehousederived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Aug 1, 2006earliest registration or exam on IAPD

Years in industry

20derivedfrom the industry start date

Years at current firm

0derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

1

Exams

S65|S63

First exam

Feb 20, 2015

First registration

Apr 25, 2017

Dual registered

yes, broker-dealer

Other names

JOSH BROCK|Joshua James Brock|JOSHUA J BROCK

IAPD individual key

6376980

• Occurred

  Sep 18, 2026
  Advisor changed firm

  Joshua James Brock left Raymond James Financial Services Advisors, Inc for Wells Fargo Advisors (registered 2026-09-15)

  Form ADVobserved yesterday

Graph

RIA / Wealth Management

Canonical id

dfx:ria:679cd180-8109-878f-dc22-855adcb6dfe6

First observed

Apr 25, 2017

Last observed

Sep 19, 2026 2 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.