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RIA / WealthAdvisordual registered (broker-dealer)26 years in industry

DAVID ALEXANDER HOHMANN

Advisor at OSAIC WEALTH, INC.

PEORIA, IL

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 10:49 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Jun 2, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: OSAIC WEALTH, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 27, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 3
Exams: S66
First exam: May 27, 2000
First registration: Jun 2, 2000
Dual registered: yes, broker-dealer
IAPD individual key: 1714190

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
OSAIC WEALTH, INC.	Bd affiliated wealth	Jan 19, 2024	n/a	yes	PEORIA, IL	Current employment
WOODBURY FINANCIAL SERVICES, INC.	Former SEC adviser	May 10, 2022	Jan 19, 2024	no	PEORIA, IL\|NAPLES, FL\|PEORIA, IL	Previous registration
GROVE POINT ADVISORS, LLC	Former SEC adviser	Apr 1, 2021	May 6, 2022	no	Peoria, IL\|Peoria, IL\|ROCKVILLE, MD\|ROCKVILLE, MD	Previous registration
H. BECK, INC.	Former SEC adviser	Jan 26, 2016	Apr 1, 2021	no	WORTHINGTON, OH\|Peoria, IL\|Peoria, IL\|Peoria, IL	Previous registration
MORGAN STANLEY	Wirehouse	Jun 1, 2009	Dec 22, 2015	no	PEORIA, IL\|PEORIA, IL	Previous registration
MORGAN STANLEY & CO. LLC	n/a	Nov 4, 2008	Jun 1, 2009	no	PEORIA, IL	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Jun 2, 2000	Sep 23, 2008	no	PEORIA, IL\|PEORIA, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WOODBURY FINANCIAL SERVICES, INC.	OSAIC WEALTH, INC.	Jan 19, 2024	Jan 19, 2024	0	Bulk transfer	Ibd to ibd
GROVE POINT ADVISORS, LLC	WOODBURY FINANCIAL SERVICES, INC.	May 6, 2022	May 10, 2022	4	Firm change	Ibd to ibd
H. BECK, INC.	GROVE POINT ADVISORS, LLC	Apr 1, 2021	Apr 1, 2021	0	Bulk transfer	Ibd to ibd
MORGAN STANLEY	H. BECK, INC.	Dec 22, 2015	Jan 26, 2016	35	Firm change	Other
MORGAN STANLEY & CO. LLC	MORGAN STANLEY	Jun 1, 2009	Jun 1, 2009	0	Bulk transfer	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	MORGAN STANLEY & CO. LLC	Sep 23, 2008	Nov 4, 2008	42	Firm change	Other

Relationships

Registered with (7)

→ OSAIC WEALTH, INC.Registered adviserregistration: current employment
Jan 19, 2024 to presentfactForm ADV
→ WOODBURY FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
May 10, 2022 to Jan 19, 2024factForm ADV
→ GROVE POINT ADVISORS, LLCRegistered adviserregistration: previous registration
Apr 1, 2021 to May 6, 2022factForm ADV
→ H. BECK, INC.Registered adviserregistration: previous registration
Jan 26, 2016 to Apr 1, 2021factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jun 1, 2009 to Dec 22, 2015factForm ADV
→ MORGAN STANLEY & CO. LLCRegistered adviserregistration: previous registration
Nov 4, 2008 to Jun 1, 2009factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Jun 2, 2000 to Sep 23, 2008factForm ADV

Dated events

Occurred
May 6, 2022
Advisor changed firm
David Alexander Hohmann left Grove Point Advisors, Llc for Woodbury Financial Services, Inc. (registered 2022-05-10)
Form ADVobserved 5 days ago