DFX Intelligence

A•••• M•••••• K••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor23 years in industry

A•••• M•••••• K••

Advisor at I••••••••• M••••••• G••••• L••

TEMECULA, CA

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Search this name across graphsid dfx:ria:67a05235-3b3f-9822-a27d-e8c3ac56b981

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:24 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Oct 18, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I••••••••• M••••••• G••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 17, 2002earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 13derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
I••••••••• M••••••• G••••• L••	Independent wealth	Nov 27, 2012	n/a	yes	TEMECULA, CA	Current employment
A••••••• M•••• M••••••••• L••	Independent wealth	May 5, 2009	Jan 6, 2011	no	RANCHO SANTA FE, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••• M•••• M••••••••• L••	I••••••••• M••••••• G••••• L••	Jan 6, 2011	Nov 27, 2012	691	Firm change after gap	Other
W•••• F•••• A•••••••	A••••••• M•••• M••••••••• L••	Jan 27, 2009	May 5, 2009

Relationships

Registered with (4)

→ I••••••••• M••••••• G••••• L••Registered adviserregistration: current employment
Nov 27, 2012 to presentfactForm ADV
→ A••••••• M•••• M••••••••• L••Registered adviserregistration: previous registration
May 5, 2009 to Jan 6, 2011factForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
May 19, 2008 to Jan 27, 2009factForm ADV
→ W•••• F•••• I••••••••• L••Registered adviser

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:67a05235-3b3f-9822-a27d-e8c3ac56b981
First observed: Oct 18, 2002
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.