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CRD 115357
RANCHO SANTA FE, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| GABRIEL BENWOOL WISDOM | n/a | RANCHO SANTA FE, CA | 27 | 41 | n/a | no |
| MICHAEL JOHN MOORE | n/a | RANCHO SANTA FE, CA | 23 | 25 | n/a | no |
| GLENN JOSEPH BUSCH | n/a | RANCHO SANTA FE, CA | 19 | 20 | n/a | no |
| ADELE LINDA CANETTI | n/a | RANCHO SANTA FE, CA | Morena Valley, CA | 18 | 20 | 2 | no |
| MARK JACKSON MYERS | n/a | Brawley, CA | RANCHO SANTA FE, CA | 7 | 23 | 6 | no |
| Rana E Davidson | n/a | RANCHO SANTA FE, CA | 5 | 10 | n/a | no |
| RENE PAUL DE CHARON | Certified Financial Planner | RANCHO SANTA FE, CA | 5 | 31 | 2 | no |
| JEANNI PATRICIA HARRISON | Certified Financial Planner | RANCHO SANTA FE, CA | 5 | 12 | 2 | no |
| MARNIE WALTERS BAIRD | Certified Financial Planner | RANCHO SANTA FE, CA | 5 | 12 | 1 | no |
| Shay Tahar | n/a | RANCHO SANTA FE, CA | 1 | 12 | n/a | no |
| THOMAS WILLIAM MCAULIFFE | n/a | RANCHO SANTA FE, CA | San Rafael, CA | 0 | 39 | 4 | no |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| MOORE, MICHAEL, JOHN | MEMBER/MANAGER/CHIEF INVESTMENT OFFICER/CHIEF COMPLIANCE OFFICER | D | yes | 04/2006 | Mar 23, 2012 | Mar 8, 2024 |
| WISDOM, GABRIEL, BENWOOL | MEMBER/MANAGER/MANAGING DIRECTOR | D | yes | 01/1999 | Mar 23, 2012 | Mar 8, 2024 |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| Brawley | CA | United States | 1 | no |
| n/a | n/a | n/a | 1 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 24, 2026 | $844M | $832M | 13 | 11 | 4 | n/a | n/a |
| 2024 | Feb 21, 2025 | $734M | $722M | 12 | 10 | 4 | n/a | n/a |
| 2023 | Mar 8, 2024 | $660M | $650M | 12 | 10 | 3 | n/a | n/a |
| 2022 | Mar 28, 2023 | $553M | $543M | 14 | 12 | 4 | n/a | n/a |
| 2021 | Mar 25, 2022 | $553M | $542M | 15 | 12 | 4 | n/a | n/a |
| 2020 | Mar 12, 2021 | $393M | $382M | 11 | 9 | 1 | n/a | n/a |
| 2019 | Mar 30, 2020 | $317M | $310M | 10 | 8 | 1 | n/a | n/a |
| 2018 | Mar 25, 2019 | $275M | $268M | 9 | 7 | 1 | n/a | n/a |
| 2017 | Mar 22, 2018 | $270M | $264M | 9 | 7 | 1 | n/a | n/a |
| 2016 | Mar 17, 2017 | $239M | $233M | 10 | 8 | n/a | n/a | n/a |
| 2015 | Mar 24, 2016 | $206M | $201M | 10 | 8 | n/a | n/a | n/a |
| 2014 | Feb 12, 2015 | $208M | $203M | 11 | 9 | n/a | n/a | n/a |
| 2013 | Mar 20, 2014 | $202M | $197M | 10 | 9 | n/a | n/a | n/a |
| 2012 | Apr 1, 2013 | $153M | $149M | 10 | 8 | n/a | n/a | n/a |
| 2011 | Mar 23, 2012 | $161M | $161M | n/a | n/a | n/a | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 1 | 0 | 1 | 0.0% | 0 | 0 | 0 | 1 | 0 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $844M | $734M | 15.0% | $553M | 15.1% | 13 | 12 | 4 | 4 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| WEALTH QUEST PARTNERS, INC. | 2 | Sep 2, 2021 | Jun 23, 2021 | SAN DIEGO, CA | Team lift out | RIA to RIA | 100.0% |