DFX Intelligence

A•••••• L••• M••••• D• O••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor13 years in industry

A•••••• L••• M••••• D• O••

Advisor at W••••• E••••••••• A••••••• S•••••••• L••

PLYMOUTH, MN | FARMINGTON, UT

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Search this name across graphsid dfx:ria:67af9fe7-bbc5-a2c0-f108-21c85378e63c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:28 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Jan 30, 2023 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W••••• E••••••••• A••••••• S•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W••••• E••••••••• A••••••• S•••••••• L••	Bd affiliated wealth	Jul 1, 2024	n/a	yes	FARMINGTON, UT\|PLYMOUTH, MN	Current employment
R••• H•••• F••••••••	Former SEC adviser	Jan 30, 2023	Jul 3, 2024	no	FARMINGTON, UT

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R••• H•••• F••••••••	W••••• E••••••••• A••••••• S•••••••• L••	Jul 3, 2024	Jul 1, 2024	-2	Firm change	RIA to RIA

Team moves

••• Locked

Team	Left	Joined	From	Kind
293909:116407:UT:2024-07-03	Jul 3, 2024	Jul 1, 2024	FARMINGTON, UT	Firm change

Relationships

Registered with (2)

→ W••••• E••••••••• A••••••• S•••••••• L••Registered adviserregistration: current employment
Jul 1, 2024 to presentfactForm ADV
→ R••• H•••• F••••••••Registered adviserregistration: previous registration
Jan 30, 2023 to Jul 3, 2024factForm ADV

Dated events

Occurred
Jul 3, 2024
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:67af9fe7-bbc5-a2c0-f108-21c85378e63c
First observed: Jan 30, 2023
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.