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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

ROCK HOUSE FINANCIAL

RH ADVISORS, LLC, CRD 293909

FARMINGTON, UT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:577bf7b0-be92-fd3e-6c96-29988f92ff61

Data as of Jun 6, 2024 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:28 PM UTC and rebuilt at most every 15 minutes.

Relationships: 15
Dated events: 12
On other graphs: 0
Observed: Jun 29, 2018 to Jun 6, 2024
35 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $215MItem 5.F on the latest filing (2024-06-06); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $215M
Private client RAUM: $204MderivedItem 5.D individuals plus high net worth individuals
Private client share: 95%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 10
Advisory employees: 6
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 1,216
Individual clients: 412
High net worth clients: 50
SEC number: 801-113752
CRD: 293909
Filings on the tape: 35
First filed: Jun 29, 2018
Latest filed: Jun 6, 2024
Organised: Limited Liability Company, Utah

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
Aamodt, Robert, Paul	MANAGING MEMBER	E	yes	01/2018	Jun 29, 2018	Jun 6, 2024
Roberts, Nicole, Louise	CHIEF COMPLIANCE OFFICER	B	yes	11/2020	Nov 30, 2020	Jun 6, 2024
Nelson, Zachary, Pratt	OWNER/FINANCIAL ADVISOR	A	no	05/2019	Mar 22, 2024	Jun 6, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Private funds	Fund GAV
2023	Mar 22, 2024	$215M	$215M	9	5	n/a	n/a
2022	Jan 30, 2023	$180M	$180M	10	6	n/a	n/a
2021	Mar 2, 2022	$201M	$170M	9	5	n/a	n/a
2020	Mar 4, 2021	$157M	$133M	8	4	n/a	n/a
2019	Mar 19, 2020	$130M	$111M	8	4	n/a	n/a
2018	Mar 25, 2019	$115M	$93.2M	1	1	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2023	$215M	$180M	19.6%	$157M	11.1%	10	10	0	0

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC	6	Jul 3, 2024	Jul 1, 2024	FARMINGTON, UT	Firm absorbed	RIA to RIA	100.0%

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER	3	May 29, 2019	Sep 4, 2018	COTTONWOOD HEIGHTS, UT	Team lift out	RIA to RIA	1.6%

Relationships

Controls (2)

← Aamodt, Robert, PaulOwnerMANAGING MEMBER, ownership code E, individual
Jun 29, 2018 to presentfactForm ADV
← Roberts, Nicole, LouiseOwnerCHIEF COMPLIANCE OFFICER, ownership code B, individual
Nov 30, 2020 to presentfactForm ADV

Owns (1)

← Nelson, Zachary, PrattOwnerOWNER/FINANCIAL ADVISOR, ownership code A, individual
Mar 22, 2024 to presentfactForm ADV

Affiliated with (1)

← FOCUS FUND ADVISORS LLCRegistered adviserother investment adviser, common control
factForm ADV

Registered with (9)

← Robert Paul AamodtAdvisorregistration: previous registration
Sep 4, 2018 to Jul 3, 2024factForm ADV
← Nicole Louise RobertsAdvisorregistration: previous registration
Sep 4, 2018 to Jul 3, 2024factForm ADV
← Zachary Pratt NelsonAdvisorregistration: previous registration
May 20, 2019 to Jul 3, 2024factForm ADV
← Rhett J SorensenAdvisorregistration: previous registration
Apr 12, 2021 to Jul 3, 2024factForm ADV
← Antonio Luis Montes De OcaAdvisorregistration: previous registration
Jan 30, 2023 to Jul 3, 2024factForm ADV
← Max Hyrum HanksAdvisorregistration: previous registration
May 30, 2024 to Jul 3, 2024factForm ADV
← RYAN JACOB ANDERSONAdvisorregistration: previous registration
Mar 13, 2023 to Apr 17, 2024factForm ADV
← Jackson HansenAdvisorregistration: previous registration
May 12, 2022 to Dec 14, 2023factForm ADV
← Kyle David WilhelmAdvisorregistration: previous registration
Sep 4, 2018 to Nov 25, 2020factForm ADV

Moved with (2)

→ WEALTH ENHANCEMENT ADVISORY SERVICES, LLCRegistered adviser6 advisors, firm absorbed, same day
Jul 3, 2024 to Jul 1, 2024factForm ADV
← UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNERRegistered adviser3 advisors, team lift out, same day
May 29, 2019 to Sep 4, 2018factForm ADV

Dated events

Occurred
Jul 3, 2024
Firm absorbed
Rock House Financial's advisors moved to Wealth Enhancement Advisory Services, LLC (Farmington, UT): 6 of 6 registered, on the same day
Form ADVobserved 4 days ago
6 advisors
Occurred
Jul 3, 2024
Advisor changed firm
Nicole Louise Roberts left Rock House Financial for Wealth Enhancement Advisory Services, Llc (registered 2024-07-01)
Form ADVobserved 4 days ago
Occurred
Jul 3, 2024
Advisor changed firm
Zachary Pratt Nelson left Rock House Financial for Wealth Enhancement Advisory Services, Llc (registered 2024-07-01)
Form ADVobserved 4 days ago
Occurred
Jul 3, 2024
Advisor changed firm
Robert Paul Aamodt left Rock House Financial for Wealth Enhancement Advisory Services, Llc (registered 2024-07-01)
Form ADVobserved 4 days ago
Occurred
Jul 3, 2024
Advisor changed firm
Antonio Luis Montes De Oca left Rock House Financial for Wealth Enhancement Advisory Services, Llc (registered 2024-07-01)
Form ADVobserved 4 days ago
Occurred
Jul 3, 2024
Advisor changed firm
Rhett J Sorensen left Rock House Financial for Wealth Enhancement Advisory Services, Llc (registered 2024-07-01)
Form ADVobserved 4 days ago
Occurred
Jul 3, 2024
Advisor changed firm
Max Hyrum Hanks left Rock House Financial for Wealth Enhancement Advisory Services, Llc (registered 2024-07-01)
Form ADVobserved 4 days ago
Occurred
Apr 17, 2024
Advisor changed firm
Ryan Jacob Anderson left Rock House Financial for Crewe Advisors (registered 2024-10-15)
Form ADVobserved 4 days ago
Occurred
Dec 14, 2023
Advisor changed firm
Jackson Hansen left Rock House Financial for Ameriprise Financial Services, Llc (registered 2024-09-16)
Form ADVobserved 4 days ago
Occurred
Nov 30, 2020
Control person joined
Louise Nicole Roberts (Chief Compliance Officer) appeared on Schedule A of Rock House Financial
Form ADVobserved 4 days ago
Occurred
Nov 30, 2020
Control person left
David Kyle Wilhelm (Chief Compliance Officer) no longer on Schedule A of Rock House Financial (listed 2020-08-19, absent 2020-11-30)
Form ADVobserved 4 days ago
Occurred
Jun 29, 2018
First Form ADV filing
Rh Advisors, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:577bf7b0-be92-fd3e-6c96-29988f92ff61
First observed: Jun 29, 2018
Last observed: Jun 6, 2024 27 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ROCK HOUSE FINANCIAL

RH ADVISORS, LLC, CRD 293909

FARMINGTON, UT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:577bf7b0-be92-fd3e-6c96-29988f92ff61

Data as of Jun 6, 2024 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:28 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

Aamodt, Robert, Paul

MANAGING MEMBER

yes

01/2018

Jun 29, 2018

Jun 6, 2024

Roberts, Nicole, Louise

CHIEF COMPLIANCE OFFICER

yes

11/2020

Nov 30, 2020

Jun 6, 2024

Nelson, Zachary, Pratt

OWNER/FINANCIAL ADVISOR

05/2019

Mar 22, 2024

Jun 6, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2023

Mar 22, 2024

$215M

n/a

2022

Jan 30, 2023

$180M

n/a

2021

Mar 2, 2022

$201M

$170M

n/a

2020

Mar 4, 2021

$157M

$133M

n/a

2019

Mar 19, 2020

$130M

$111M

n/a

2018

Mar 25, 2019

$115M

$93.2M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2023

$215M

$180M

19.6%

$157M

11.1%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

Jul 3, 2024

Jul 1, 2024

FARMINGTON, UT

Firm absorbed

RIA to RIA

100.0%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

May 29, 2019

Sep 4, 2018

COTTONWOOD HEIGHTS, UT

Team lift out

RIA to RIA

1.6%