DFX Intelligence

T••• D•••• S•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor27 years in industry

T••• D•••• S•••••••

Advisor at S••••••••• W••••• M••••••••• P••

HOT SPRINGS, AR

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Search this name across graphsid dfx:ria:67afabb1-8b98-070b-0d86-523b4355d47e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:07 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Apr 14, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••••••• W••••• M••••••••• P••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Feb 10, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••••••• W••••• M••••••••• P••	Independent wealth	Apr 23, 2018	n/a	yes	HOT SPRINGS, AR	Current employment
G• A• R••••• • C••••••	Bd affiliated wealth	Aug 22, 2005	Apr 4, 2018	no	HOT SPRINGS, AR\|HOT SPRINGS, AR\|CASSELBERRY, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
G• A• R••••• • C••••••	S••••••••• W••••• M••••••••• P••	Apr 4, 2018	Apr 23, 2018	19	Firm change	Ibd to RIA
T••••••••• F•••••••• A•••••••• L••	G• A• R••••• • C••••••	Sep 1, 2005	Aug 22, 2005

Relationships

Registered with (3)

→ S••••••••• W••••• M••••••••• P••Registered adviserregistration: current employment
Apr 23, 2018 to presentfactForm ADV
→ G• A• R••••• • C••••••Registered adviserregistration: previous registration
Aug 22, 2005 to Apr 4, 2018factForm ADV
→ T••••••••• F•••••••• A•••••••• L••Registered adviserregistration: previous registration
Apr 14, 1999 to Sep 1, 2005factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:67afabb1-8b98-070b-0d86-523b4355d47e
First observed: Apr 14, 1999
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.