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CRD 292882
HOT SPRINGS, AR
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| TODD DAVID SADOWSKI | n/a | HOT SPRINGS, AR | 8 | 27 | 2 | no |
| MITZIE A STEVENS | n/a | HOT SPRINGS, AR | 8 | 35 | 1 | no |
| Terry Wayne Bewley | n/a | HOT SPRINGS, AR | 8 | 15 | n/a | no |
| Tony Kent Nation | n/a | HOT SPRINGS, AR | 1 | 10 | n/a | no |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| SADOWSKI, TODD, DAVID | CEO, CCO, ADVISOR | E | yes | 01/2002 | Jan 24, 2023 | Dec 19, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| MITZIE STEVENS | n/a | n/a | n/a | N | no | n/a |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 23, 2026 | $125M | $125M | 7 | 5 | 0 | n/a | n/a |
| 2024 | Feb 3, 2025 | $111M | $111M | 6 | 4 | 0 | n/a | n/a |
| 2023 | Jan 12, 2024 | $121M | $121M | 6 | 4 | 0 | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 0 | 0 | 0.0% | 0 | 0 | 0 | 0 | 1 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $125M | $111M | 13.1% | n/a | n/a | 7 | 6 | 0 | 0 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| G. A. REPPLE & COMPANY | 2 | Apr 4, 2018 | Apr 23, 2018 | HOT SPRINGS, AR | Team lift out | Ibd to RIA | 5.0% |