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Advisor at EAGLE STRATEGIES LLC
SEATTLE, WA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| EAGLE STRATEGIES LLC | Bd affiliated wealth | Feb 2, 2015 | n/a | yes | SEATTLE, WA | Current employment |
| J.P. MORGAN SECURITIES LLC | Wirehouse | Oct 1, 2012 | May 30, 2014 | no | SEATTLE, WA | Previous registration |
| CHASE INVESTMENT SERVICES CORP. | Former SEC adviser | Jul 21, 2009 | Oct 1, 2012 | no | SEATTLE, WA | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Nov 30, 2007 | Jan 2, 2009 | no | NEW YORK, NY|BELLEVUE, WA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| J.P. MORGAN SECURITIES LLC | EAGLE STRATEGIES LLC | May 30, 2014 | Feb 2, 2015 | 248 | Firm change | Other |
| CHASE INVESTMENT SERVICES CORP. | J.P. MORGAN SECURITIES LLC | Oct 1, 2012 | Oct 1, 2012 | 0 | Bulk transfer | Other |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | CHASE INVESTMENT SERVICES CORP. | Jan 2, 2009 | Jul 21, 2009 | 200 | Firm change | Other |