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CRD 161037
NEW YORK, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| ENHANCED CAPITAL CONNECTICUT FUND IIII, LLC | Other Private Fund | $33.8M | Jun 27, 2012 | 1 | Jun 27, 2012 | reported | n/a |
| ENHANCED CAPITAL TEXAS FUND II, LLC | Other Private Fund | $24.4M | Jun 27, 2012 | 1 | Jun 27, 2012 | reported | n/a |
| ENHANCED CAPITAL CONNECTICUT FUND I, LLC | Other Private Fund | $22.6M | Jun 27, 2012 | 1 | Jun 27, 2012 | reported | n/a |
| ENHANCED DELTA SMALL BUSINESS INVESTMENT FUND, LLC | Other Private Fund | $16.3M | Jun 27, 2012 | 2 | Jun 27, 2012 | reported | n/a |
| COUNCIL & ENHANCED TENNESSEE FUND, LLC | Other Private Fund | $14.0M | Jun 27, 2012 | 2 | Jun 27, 2012 | reported | n/a |
| ENHANCED CAPITAL NEW MARKET DEVELOPMENT FUND VI, LLC | Other Private Fund | $13.0M | Jun 27, 2012 | 2 | Jun 27, 2012 | reported | n/a |
| ENHANCED CAPITAL DISTRICT FUND, LLC | Other Private Fund | $10.7M | Jun 27, 2012 | 1 | Jun 27, 2012 | reported | n/a |
| ENHANCED CAPITAL NEW MARKET DEVELOPMENT FUND VII, LLC | Other Private Fund | $10.7M | Jun 27, 2012 | 2 | Jun 27, 2012 | reported | n/a |
| ENHANCED CAPITAL ALABAMA FUND II, LLC | Other Private Fund | $10.4M | Jun 27, 2012 | 1 | Jun 27, 2012 | reported | n/a |
| ENHANCED CAPITAL NEW MARKET DEVELOPMENT FUND IV, LLC | Other Private Fund | $10.2M | Jun 27, 2012 | 2 | Jun 27, 2012 | reported | n/a |
| ENHANCED CAPITAL NEW MARKET DEVELOPMENT FUND III, LLC | Other Private Fund | $10.0M | Jun 27, 2012 | 2 | Jun 27, 2012 | reported | n/a |
| ENHANCED JOBS FOR TEXAS FUND, LLC | Other Private Fund | $10.0M | Jun 27, 2012 | 2 | Jun 27, 2012 | reported | n/a |
| ENHANCED CAPITAL NEW MARKET DEVELOPMENT FUND IX, LLC | Other Private Fund | $9.8M | Jun 27, 2012 | 2 | Jun 27, 2012 | reported | n/a |
| ENHANCED ALABAMA ISSUER, LLC | Other Private Fund | $9.7M | Jun 27, 2012 | 1 | Jun 27, 2012 | reported | n/a |
| ENHANCED CAPITAL NEW MARKET DEVELOPMENT FUND VIII, LLC | Other Private Fund | $9.6M | Jun 27, 2012 | 2 | Jun 27, 2012 | reported | n/a |
| ENHANCED CAPITAL CONNECTICUT FUND II, LLC | Other Private Fund | $9.3M | Jun 27, 2012 | 1 | Jun 27, 2012 | reported | n/a |
| ENHANCED CAPITAL NEW MARKET DEVELOPMENT FUND V, LLC | Other Private Fund | $9.0M | Jun 27, 2012 | 2 | Jun 27, 2012 | reported | n/a |
| ENHANCED CAPITAL NEW YORK FUND III, LLC | Other Private Fund | $7.0M | Jun 27, 2012 | 1 | Jun 27, 2012 | reported | n/a |
| ENHANCED CAPITAL NEW MARKET DEVELOPMENT FUND II, LLC | Other Private Fund | $6.9M | Jun 27, 2012 | 2 | Jun 27, 2012 | reported | n/a |
| ENHANCED CAPITAL NEW YORK FUND II, LLC | Other Private Fund | $5.7M | Jun 27, 2012 | 1 | Jun 27, 2012 | reported | n/a |
| ENHANCED CAPITAL NEW MARKET DEVELOPMENT FUND, LLC | Other Private Fund | $5.0M | Jun 27, 2012 | 2 | Jun 27, 2012 | reported | n/a |
| ENHANCED LOUISIANA CAPITAL II, LLC | Other Private Fund | $4.0M | Jun 27, 2012 | 1 | Jun 27, 2012 | reported | n/a |
| ENHANCED LOUISIANA CAPITAL III, LLC | Other Private Fund | $3.3M | Jun 27, 2012 | 1 | Jun 27, 2012 | reported | n/a |
| ENHANCED COLORADO ISSUER, LLC | Other Private Fund | $2.5M | Jun 27, 2012 | 1 | Jun 27, 2012 | reported | n/a |
| ENHANCED LOUISIANA ISSUER, LLC | Other Private Fund | $2.3M | Jun 27, 2012 | 2 | Jun 27, 2012 | reported | n/a |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| ANTOON, NICOLE, FIORENZA | CHIEF COMPLIANCE OFFICER AND COUNSEL, ENHANCED CAPITAL PARTNERS, INC. | Na | yes | 01/2012 | Feb 14, 2012 | Apr 1, 2013 |
| BOTTORFF, DENNIS, C | MANAGING MEMBER | C | yes | 07/2010 | Jun 27, 2012 | Apr 1, 2013 |
| BOTTORFF, DENNIS, C | MANAGER/AUTHORIZED OFFICER AND MEMBER OF BOARD OF MANAGERS, COUNCIL & ENHANCED TENNESSEE MANAGER, LLC (RELYING ADVISER) | Na | yes | 08/2009 | Jun 27, 2012 | Apr 1, 2013 |
| COUNCIL CAPITAL MANAGEMENT, LLC | MEMBER, COUNCIL & ENHANCED TENNESSEE MANAGER, LLC (RELYING ADVISER) | D | yes | 08/2009 | Jun 27, 2012 | Apr 1, 2013 |
| ENHANCED CAPITAL PARTNERS EMPLOYEE STOCK OWNERSHIP TRUST | OWNER, ENHANCED CAPITAL PARTNERS, INC. | E | yes | 02/2009 | Jun 27, 2012 | Apr 1, 2013 |
| ENHANCED CAPITAL PARTNERS EMPLOYEE STOCK OWNERSHIP TRUST | Owner | E | yes | 02/2009 | Jun 27, 2012 | Apr 1, 2013 |
| ENHANCED CAPITAL PARTNERS, INC. | OWNER, ENHANCED CAPITAL SBIC MANAGEMENT, LLC (RELYING ADVISER) | D | yes | 02/2012 | Jun 27, 2012 | Apr 1, 2013 |
| ENHANCED CAPITAL PARTNERS, INC. | SOLE MEMBER | E | yes | 08/2009 | Jun 27, 2012 | Apr 1, 2013 |
| ENHANCED TENNESSEE HOLDING, LLC | MEMBER, COUNCIL & ENHANCED TENNESSEE MANAGER, LLC (RELYING ADVISER) | D | yes | 08/2009 | Jun 27, 2012 | Apr 1, 2013 |
| GAMBILL, KATIE, HERRON | MEMBER OF BOARD OF MANAGERS, COUNCIL & ENHANCED TENNESSEE MANAGER, LLC (RELYING ADVISER) | Na | yes | 08/2009 | Jun 27, 2012 | Apr 1, 2013 |
| GAMBILL, KATIE, HERRON | MANAGING MEMBER | C | yes | 07/2010 | Jun 27, 2012 | Apr 1, 2013 |
| HORNE, WILLIAM, BECKFORD | MEMBER, BOARD OF DIRECTORS, ENHANCED CAPITAL PARTNERS, INC. | Na | yes | 05/2009 | Feb 14, 2012 | Apr 1, 2013 |
| KAIDEN, JONATHAN, SCOTT | MEMBER, BOARD OF DIRECTORS, ENHANCED CAPITAL PARTNERS, INC. | Na | yes | 05/2009 | Feb 14, 2012 | Apr 1, 2013 |
| KORENGOLD, MICHAEL, ADAM GAINSLEY | MANAGER/AUTHORIZED OFFICER AND MEMBER OF BOARD OF MANAGERS, COUNCIL & ENHANCED TENNESSEE MANAGER, LLC (RELYING ADVISER) | Na | yes | 08/2009 | Feb 14, 2012 | Apr 1, 2013 |
| MCCARTHY, SHANE, PATRICK | CHIEF FINANCIAL OFFICER, ENHANCED CAPITAL PARTNERS, INC. | Na | yes | 10/2010 | Feb 14, 2012 | Apr 1, 2013 |
| OSHEROW, BARRY, ALAN | OWNER AND MANAGER, ENHANCED CAPITAL SBIC MANAGEMENT, LLC (RELYING ADVISER) | C | yes | 02/2012 | Jun 27, 2012 | Apr 1, 2013 |
| PAUL, ANDREW, MITCHELL | CHAIRMAN OF THE BOARD, ENHANCED CAPITAL PARTNERS, INC. | Na | yes | 07/2003 | Feb 14, 2012 | Apr 1, 2013 |
| RELIANCE TRUST COMPANY | Trustee | F | yes | 02/2009 | Jun 27, 2012 | Apr 1, 2013 |
| RELIANCE TRUST COMPANY | TRUSTEE, ENHANCED CAPITAL PARTNERS EMPLOYEE STOCK OWNERSHIP TRUST | Na | yes | 02/2009 | Jun 27, 2012 | Apr 1, 2013 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| ENHANCED MANAGEMENT COMPANY, LLC | n/a | Asset manager | $1.4B | N | yes | n/a |
| ANDREW M. PAUL | n/a | n/a | n/a | Y | no | n/a |
| COUNCIL & ENHANCED TENNESSEE MANAGER, LLC | n/a | n/a | n/a | Y | yes | n/a |
| EEF PARTNERS II, LLC | n/a | n/a | n/a | N | yes | n/a |
| EEF PARTNERS, LLC | n/a | n/a | n/a | N | yes | n/a |
| ENHANCED CAPITAL SBIC MANAGEMENT, LLC | n/a | n/a | n/a | Y | yes | n/a |
| ENHANCED SMALL BUSINESS INVESTMENT COMPANY GP, LLC | n/a | n/a | n/a | Y | yes | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| Stamford | Ct | United States | n/a | no |
| Tampa | FL | United States | n/a | no |
| NEW ORLEANS | La | United States | n/a | no |
| Jackson | Wy | United States | n/a | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2012 | Apr 1, 2013 | $194M | $194M | 26 | 11 | n/a | 1 | $91.9M |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2012 | $194M | n/a | n/a | n/a | n/a | 26 | n/a | n/a | n/a |