DFX Intelligence

E••••••• H••••••••• M••••••••• C••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 1b 10b

E••••••• H••••••••• M••••••••• C••••••

E••••••• H••••••••• M••••••••• C••••••, LLC, CRD 157622

SANTA MONICA, CA

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Search this name across graphsid dfx:ria:c186bfc2-c29c-66ab-0ad1-c389163b6116

Data as of Mar 9, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:39 AM UTC and rebuilt at most every 15 minutes.

Relationships: 28
Dated events: 8
On other graphs: 3
Observed: Feb 10, 2012 to Mar 9, 2026
33 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

E••••••• H••••••••• M••••••••• C••••••

Private equity manager · cited, shared crd

Independent Sponsorsidentity

E••••••• H••••••••• M••••••••• C••••••

Capital provider to sponsors · cited, shared crd

Allocatorsidentity

E••••••• H••••••••• M••••••••• C••••••

Manager with allocator commitments · cited, shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $1.4B••• Locked
Discretionary RAUM: $1.4B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 18

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
E••••••• H••••••••• P•••••••• L•	Private Equity Fund	$690M	Mar 9, 2026	2	Mar 20, 2020	reported	021-340194
E••••••• H••••••••• P•••••••• I• L•	Private Equity Fund	$418M

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
C••••••• S••••••	GENERAL PARTNER	Na	yes	12/2015	Mar 29, 2017	Mar 8, 2024
K••••••• V•••••••	CHIEF FINANCIAL OFFICER AND CHIEF COMPLIANCE OFFICER	Na	yes	04/2011	Feb 10, 2012	Mar 8, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
E•• P••••••• I•• L••	n/a	n/a	n/a	Y	yes	n/a
E•• P•••••••• L••	n/a	n/a	n/a	Y	yes	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.4B	$1.2B	18.2%	$1.1B	8.3%	18	15	0	0

Relationships

Advises (23)

→ E••••••• H••••••••• P•••••••• I••• L•Private fundPrivate Equity Fund, IA
Mar 9, 2026 to presentfactForm ADV
→ E••••••• N••••••• C•••••••• F••• L•Private fundPrivate Equity Fund, IA
Mar 30, 2022 to presentfactForm ADV
→ E••••••• H••••••••• P•••••••• I• L•Private fundPrivate Equity Fund, IA
Mar 9, 2026 to presentfactForm ADV
→ E••••••• H••••••••• P••••••• C•••••••• I• L••

Dated events

Occurred
Mar 9, 2026
Private fund no longer reported
••• Locked
Form ADVobserved today
$781,232
Occurred
Mar 9, 2026
Private fund no longer reported
••• Locked
Form ADVobserved today
$47.4M
Occurred
Mar 9, 2026
Private fund first reported
••• Locked
Form ADVobserved today
$93.1M
Occurred

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c186bfc2-c29c-66ab-0ad1-c389163b6116
First observed: Feb 10, 2012
Last observed: Mar 9, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.