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CRD 161462
HONG KONG
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| NEZU ASIA PARTNERS, L.P. | Hedge Fund | $77.8M | Sep 28, 2016 | 20 | Feb 25, 2012 | dropped | 021-161461 |
| TIGER NEZU PARTNERS, L.P. | Hedge Fund | $59.9M | Sep 28, 2016 | 2 | Feb 25, 2012 | dropped | 021-172120 |
| NEZU CYCLICALS PARTNERS, LP | Hedge Fund | $55.4M | Jun 13, 2019 | 9 | Feb 25, 2012 | dropped | 021-151075 |
| NEZU SPEEDWELL FUND LTD. | Hedge Fund | $33.2M | Sep 7, 2022 | 3 | Sep 27, 2019 | reported | n/a |
| NEZU MASTER FUND JAPAN ONLY TRADING LTD. | Hedge Fund | $23.5M | Sep 28, 2017 | 1 | Sep 28, 2017 | dropped | n/a |
| NEZU KT PARTNERS, LP | Hedge Fund | $20.6M | Jun 20, 2016 | 5 | Sep 28, 2012 | dropped | n/a |
| NEZU KUMA PARTNERS, L.P. | Hedge Fund | $16.6M | Jun 20, 2016 | 5 | Feb 25, 2012 | dropped | 021-161462 |
| NEZU CHINA FUND LTD. | Hedge Fund | $15.9M | Aug 19, 2020 | 1 | Sep 27, 2019 | dropped | n/a |
| NEZU MASTER FUND, L.P. | Hedge Fund | $11.8M | Aug 19, 2020 | 6 | Feb 25, 2012 | dropped | 021-210318 |
| NEZU TMT PARTNERS, L.P. | Hedge Fund | $9.6M | Jun 20, 2016 | 4 | Feb 25, 2012 | dropped | n/a |
| NEZU JAPAN FUND, LTD. | Hedge Fund | $8.0M | Jun 13, 2019 | 5 | Feb 25, 2012 | dropped | 021-172186 |
| NEZU KUMITATE FUND, LTD. | Hedge Fund | $7.2M | Sep 28, 2017 | 2 | Sep 28, 2015 | dropped | n/a |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| FUJIWARA, FUYUKI | Shareholder | C | yes | 08/2019 | Feb 25, 2012 | Sep 7, 2022 |
| HOLLY GROVE I TRUST | MANAGING MEMBER | E | yes | 12/2012 | Mar 28, 2013 | Sep 7, 2022 |
| HOLLY GROVE II TRUST | MANAGING MEMBER | E | yes | 12/2012 | Mar 28, 2013 | Sep 7, 2022 |
| KINCAID, RICHARD, PATRICK | Shareholder | C | yes | 08/2019 | Feb 25, 2012 | Sep 7, 2022 |
| KINCAID, RICHARD, PATRICK | INVESTMENT ADVISOR | F | yes | 12/2012 | Feb 25, 2012 | Sep 7, 2022 |
| Lee, Su Kwan | DIRECTOR, COO AND CCO | Na | yes | 09/2020 | Aug 19, 2020 | Sep 7, 2022 |
| NEZU GROUP GP LTD. | GENERAL PARTNER | F | yes | 12/2015 | Jan 20, 2020 | Sep 7, 2022 |
| NEZU GROUP S.A.R.L. | Shareholder | D | yes | 12/2019 | Jan 13, 2020 | Sep 7, 2022 |
| NEZU GROUP, L.P. | Shareholder | E | yes | 10/2015 | Jan 13, 2020 | Sep 7, 2022 |
| RICHARD PATRICK KINCAID FAMILY TRUST | MANAGING MEMBER | F | yes | 12/2012 | Mar 28, 2013 | Sep 7, 2022 |
| SNODDY, SAMUEL, DAVID | LIMITED PARTNER | C | yes | 12/2015 | Feb 25, 2012 | Sep 7, 2022 |
| SNODDY, SAMUEL, DAVID | INVESTMENT ADVISOR | F | yes | 12/2012 | Feb 25, 2012 | Sep 7, 2022 |
| SNODDY, SAMUEL, DAVID | INVESTMENT ADVISOR | F | yes | 12/2012 | Feb 25, 2012 | Sep 7, 2022 |
| SNODDY, SAMUEL, DAVID | Shareholder | C | yes | 08/2019 | Feb 25, 2012 | Sep 7, 2022 |
| SNODDY, SAMUEL, DAVID | CHIEF EXECUTIVE OFFICER OF NEZU GROUP | Na | yes | 04/2016 | Feb 25, 2012 | Sep 7, 2022 |
| WINIA, DARREN, JOHN | CHIEF FINANCIAL OFFICER AND DIRECTOR | Na | yes | 04/2011 | Feb 25, 2012 | Sep 7, 2022 |
| HANAMI HOLDINGS LLC | Shareholder | B | no | 11/2012 | Mar 28, 2013 | Sep 7, 2022 |
| HOLLY GROVE I, LLC | Shareholder | A | no | 12/2012 | Mar 28, 2013 | Sep 7, 2022 |
| HOLLY GROVE II, LLC | Shareholder | B | no | 12/2012 | Mar 28, 2013 | Sep 7, 2022 |
| SANBORN, VON | NON-DISCRETIONARY TRUSTEE | F | no | 08/2019 | Jan 13, 2020 | Sep 7, 2022 |
| SANBORN, VON | NON-DISCRETIONARY TRUSTEE | F | no | 08/2019 | Jan 13, 2020 | Sep 7, 2022 |
| SANBORN, VON | NON-DISCRETIONARY TRUSTEE | F | no | 08/2019 | Jan 13, 2020 | Sep 7, 2022 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| NEZU ASIA CAPITAL MANAGEMENT, LLC | n/a | Former SEC adviser | $64.7M | N | yes | n/a |
| NEZU ASIA CAPITAL LIMITED | n/a | n/a | n/a | N | yes | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| NEW YORK | NY | United States | 2 | no |
| Tokyo | n/a | Japan | 0 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2022 | Sep 7, 2022 | $76.4M | $76.4M | 5 | 2 | 2 | 1 | $33.2M |
| 2021 | Sep 16, 2021 | $94.9M | $94.9M | 5 | 2 | 2 | 1 | $43.3M |
| 2020 | Aug 19, 2020 | $176M | $176M | 13 | 3 | 2 | 3 | $42.5M |
| 2019 | Sep 27, 2019 | $147M | $147M | 13 | 3 | 2 | 3 | $42.5M |
| 2018 | Sep 28, 2018 | $736M | $736M | 25 | 5 | 2 | 3 | $109M |
| 2017 | Sep 28, 2017 | $395M | $395M | 28 | 5 | n/a | 5 | $223M |
| 2016 | Sep 28, 2016 | $1.1B | $1.1B | 26 | 3 | n/a | 6 | $721M |
| 2015 | Sep 28, 2015 | $1.3B | $1.3B | 24 | 4 | n/a | 9 | $713M |
| 2014 | Sep 26, 2014 | $1.4B | $1.4B | 26 | 5 | n/a | 8 | $940M |
| 2013 | Sep 27, 2013 | $971M | $971M | 20 | 5 | n/a | 8 | $596M |
| 2012 | Sep 28, 2012 | $778M | $778M | n/a | n/a | n/a | 8 | $610M |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2022 | $76.4M | $94.9M | -19.5% | $147M | -19.7% | 5 | 5 | 2 | 2 |