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CRD 162310
SINGAPORE
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| FUJIWARA, FUYUKI | CHIEF INVESTMENT OFFICER, MANAGEMENT COMMITTEE MEMBER | D | yes | 09/2010 | Mar 5, 2012 | Mar 30, 2017 |
| HOLLY GROVE I TRUST | MANAGING MEMBER | E | yes | 12/2012 | Mar 28, 2013 | Mar 30, 2017 |
| KINCAID, RICHARD, PATRICK | INVESTMENT ADVISOR | F | yes | 12/2012 | Mar 5, 2012 | Mar 30, 2017 |
| KINCAID, RICHARD, PATRICK | CHIEF OPERATING OFFICER, MANAGEMENT COMMITTEE MEMBER | Na | yes | 09/2010 | Mar 5, 2012 | Mar 30, 2017 |
| RICHARD PATRICK KINCAID FAMILY TRUST | MANAGING MEMBER | E | yes | 12/2012 | Mar 28, 2013 | Mar 30, 2017 |
| SNODDY, SAMUEL, DAVID | INVESTMENT ADVISOR | F | yes | 12/2012 | Mar 5, 2012 | Mar 30, 2017 |
| SNODDY, SAMUEL, DAVID | MANAGEMENT COMMITTEE MEMBER | Na | yes | 04/2011 | Mar 5, 2012 | Mar 30, 2017 |
| TORDESILLAS, MARIA, ANGELA CRISTINA | CHIEF COMPLIANCE OFFICER, DIRECTOR OF LEGAL | Na | yes | 03/2017 | Mar 30, 2017 | Mar 30, 2017 |
| WINIA, DARREN, JOHN | CHIEF FINANCIAL OFFICER | Na | yes | 04/2011 | Mar 5, 2012 | Mar 30, 2017 |
| HANAMI HOLDINGS LLC | Shareholder | B | no | 11/2012 | Mar 28, 2013 | Mar 30, 2017 |
| HOLLY GROVE I, LLC | Shareholder | B | no | 12/2012 | Mar 28, 2013 | Mar 30, 2017 |
| MAYO, TODD, DAVID | NON-DISCRETIONARY TRUSTEE | F | no | 12/2012 | Mar 28, 2013 | Mar 30, 2017 |
| MAYO, TODD, DAVID | NON-DISCRETIONARY TRUSTEE | F | no | 12/2012 | Mar 28, 2013 | Mar 30, 2017 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| NEZU ASIA CAPITAL MANAGEMENT LIMITED | n/a | Former SEC adviser | $76.4M | N | yes | n/a |
| NEZU ASIA CAPITAL MANAGEMENT, LLC | n/a | Former SEC adviser | $64.7M | N | yes | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| NEW YORK | NY | United States | n/a | no |
| HONG KONG | n/a | Hong Kong | n/a | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2016 | Mar 30, 2017 | $415M | $415M | 6 | 2 | n/a | n/a | n/a |
| 2015 | Mar 30, 2016 | $949M | $949M | 8 | 3 | n/a | n/a | n/a |
| 2014 | Mar 31, 2015 | $715M | $0 | 9 | 4 | n/a | n/a | n/a |
| 2013 | Mar 28, 2014 | $829M | $0 | 8 | 6 | n/a | n/a | n/a |
| 2012 | Mar 28, 2013 | $562M | $0 | 6 | 4 | n/a | n/a | n/a |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2016 | $415M | $949M | -56.3% | $829M | -20.6% | 6 | 8 | n/a | n/a |