DFX Intelligence

J••• P••••••• P•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

J••• P••••••• P•••••••

Advisor at I••••••••• W••••• C••••••• L••

CARLSBAD, CA

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Search this name across graphsid dfx:ria:67e83eaf-f7c0-cba9-78e6-828c506eb200

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:51 AM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 0
On other graphs: 0
Observed: Mar 14, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I••••••••• W••••• C••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 25, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 9

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
I••••••••• W••••• C••••••• L••	Independent wealth	Feb 1, 2023	n/a	yes	CARLSBAD, CA	Current employment
L••••• W••••• A•••••••• I•••	Former SEC adviser	Mar 25, 2021	Mar 31, 2023	no	SOLANA BEACH, CA\|San Marcos, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L••••• W••••• A•••••••• I•••	I••••••••• W••••• C••••••• L••	Mar 31, 2023	Feb 1, 2023	-58	Bulk transfer	RIA to RIA
A••••• P•••••• W•••••• I•••	L••••• W••••• A•••••••• I•••	Dec 31, 2020	Dec 23, 2020

Team moves

••• Locked

Team	Left	Joined	From	Kind
281604:157139:NJ:2020-12-31	Dec 31, 2020	Dec 23, 2020	TOTOWA, NJ	Firm change
172404:281604:CA:2019-07-02	Jul 2, 2019	Apr 4, 2019	CARLSBAD, CA	Firm change after gap

Relationships

Registered with (9)

→ I••••••••• W••••• C••••••• L••Registered adviserregistration: current employment
Feb 1, 2023 to presentfactForm ADV
→ L••••• W••••• A•••••••• I•••Registered adviserregistration: previous registration
Mar 25, 2021 to Mar 31, 2023factForm ADV
→ A••••• P•••••• W•••••• I•••Registered adviserregistration: previous registration
Apr 4, 2019 to Dec 31, 2020factForm ADV
→ S••••••• G••••• S••••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:67e83eaf-f7c0-cba9-78e6-828c506eb200
First observed: Mar 14, 2001
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.