DFX Intelligence

Data Factory

M••••••• I••••••••• P•••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthRegistered adviserother adviserSEC registeredRAUM 10b 100b

M••••••• I••••••••• P•••••••

M••••••• ASSET MANAGEMENT L••••••, CRD 159256

SYDNEY, NSW

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:6812efc5-fa4a-5108-586a-144f97ad1f9e

Data as of Jul 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:34 PM UTC and rebuilt at most every 15 minutes.

Relationships: 18
Dated events: 11
On other graphs: 0
Observed: Nov 8, 2011 to Jul 31, 2026
61 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: other adviserderivedprivate_client_share=0.0 fund_share=0.51 institutional_share=0.38 related_bd=true related_bank=true bd_reps=0.0
Regulatory AUM: $22BItem 5.F on the latest filing (2026-07-31); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $22B
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
M••••••• G••••• F•••	Hedge Fund	$13B	Jul 25, 2022	89,371	Sep 28, 2017	dropped	n/a
M•• H••• C••••••••• M••••• F••• L•	Hedge Fund	$90.7M

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
F••••••• A•••••• J••••	EXECUTIVE CHAIRMAN	Na	yes	10/2023	Aug 7, 2023	Nov 28, 2024
J••••• B•••••••• D••••••	CHIEF COMPLIANCE OFFICER	Na	yes	11/2024	Nov 28, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
F•••••••• A•••• M••••••••• I••	n/a	Asset manager	$119M	N	yes	n/a
F••••••• P•••••••• I•••	n/a	Former SEC adviser	$0	N	yes

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Northbrook	IL	United States	0	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 14 of 16

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$22B	$26B	-15.2%	$39B	-18.0%	100	101	0	1

Relationships

Affiliated with (4)

→ M••••••• I••••••••• P••••••• NORTH AMERICA, INC.Registered adviserother investment adviser, common control
factForm ADV
→ F••••••• P•••••••• I•••Registered adviserother investment adviser, common control
factForm ADV
← M••••••• I••••••••• P••••••• NORTH AMERICA, INC.Registered adviserother investment adviser, common control
factForm ADV
← F••••••• P•••••••• I•••Registered adviser

Dated events

Occurred
Nov 28, 2024
Control person joined
D•••••• B••••••• J•••• (Chief Compliance Officer) appeared on Schedule A of M••••••• I••••••••• P•••••••
Form ADVobserved 6 days ago
Occurred
Nov 28, 2024
Control person left
Paulina Marcia Venegas (Chief Compliance Officer) no longer on Schedule A of M••••••• I••••••••• P••••••• (listed 2024-09-26, absent 2024-11-28)
Form ADVobserved 6 days ago
Occurred
May 29, 2024
Control person joined
Sally Sophia Rahmani (Managing Director) appeared on Schedule A of M••••••• I••••••••• P•••••••
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6812efc5-fa4a-5108-586a-144f97ad1f9e
First observed: Nov 8, 2011
Last observed: Jul 31, 2026 52 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

2025	Jan 5, 2026	$22B	$22B	100	33	0	n/a	n/a
2024	Apr 3, 2025	$26B	$21B	101	30	1	n/a	n/a
2023	Sep 21, 2023	$25B	$22B	97	34	1	n/a	n/a
2022	Sep 26, 2022	$39B	$35B	121	44	1	n/a	n/a
2021	Sep 28, 2021	$86B	$80B	125	46	1	2	$13B
2020	Sep 28, 2020	$75B	$69B	118	45	1	2	$8.8B
2019	Sep 19, 2019	$62B	$58B	109	40	1	2	$7.9B
2018	Sep 27, 2018	$54B	$50B	115	30	1	1	$7.2B
2017	Sep 28, 2017	$40B	$37B	101	72	n/a	1	$7.2B
2016	Sep 29, 2016	$30B	$28B	99	66	n/a	n/a	n/a
2015	Jul 23, 2015	$28B	$25B	91	31	n/a	n/a	n/a
2014	Sep 25, 2014	$24B	$21B	69	24	n/a	n/a	n/a
2013	Aug 26, 2013	$13B	$12B	62	23	n/a	n/a	n/a
2012	Sep 24, 2012	$4.4B	$4.1B	n/a	n/a	n/a	n/a	n/a