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Advisor at MML INVESTORS SERVICES, LLC
NEWPORT BEACH, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MML INVESTORS SERVICES, LLC | Bd affiliated wealth | Feb 14, 2025 | n/a | yes | NEWPORT BEACH, CA | Current employment |
| MAGELLAN INVESTMENT PARTNERS | Other adviser | Sep 8, 2014 | Jun 6, 2018 | no | NEWPORT BEACH, CA|SYDNEY, NSW | Previous registration |
| FIRST WESTERN CAPITAL MANAGEMENT COMPANY | Former SEC adviser | May 6, 2010 | Feb 15, 2011 | no | LOS ANGELES, CA | Previous registration |
| FIRST WESTERN INVESTMENT MANAGEMENT, INC. | Former SEC adviser | Feb 24, 2010 | May 19, 2010 | no | LOS ANGELES, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MAGELLAN INVESTMENT PARTNERS | MML INVESTORS SERVICES, LLC | Jun 6, 2018 | Feb 14, 2025 | 2,445 | Firm change after gap | Other |
| FIRST WESTERN CAPITAL MANAGEMENT COMPANY | MAGELLAN INVESTMENT PARTNERS | Feb 15, 2011 | Sep 8, 2014 | 1,301 | Firm change after gap | Other |
| FIRST WESTERN INVESTMENT MANAGEMENT, INC. | FIRST WESTERN CAPITAL MANAGEMENT COMPANY | May 19, 2010 | May 6, 2010 | -13 | Firm change | Other |