DFX Intelligence

D•••••• P••• D•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)30 years in industry

D•••••• P••• D•••

Advisor at V••• I••••••••• M••••••••• C•• L••

NEW Y•••, NY | Atlanta, GA

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Search this name across graphsid dfx:ria:681f8cb1-12ed-5155-7648-9b91d7584dd9

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:19 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: May 19, 2006 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: V••• I••••••••• M••••••••• C•• L••
Current firm class: asset managerderived
Book size: not public••• Locked
Industry start: Apr 17, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
V••• I••••••••• M••••••••• C•• L••	Asset manager	Dec 7, 2022	n/a	yes	NEW Y•••, NY\|Atlanta, GA	Current employment
C•••••• S••••• • C••• I•••	National bd RIA	Jun 19, 2018	Dec 9, 2022	no	Atlanta, GA\|Atlanta, GA\|Lone Tree, CO\|Westlake, TX\|Westlake, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••• S••••• • C••• I•••	V••• I••••••••• M••••••••• C•• L••	Dec 9, 2022	Dec 7, 2022	-2	Firm change	Other
N•• Y••• L••• I••••••••• M••••••••• L••	C•••••• S••••• • C••• I•••	Jun 7, 2017	Jun 19, 2018

Relationships

Registered with (5)

→ V••• I••••••••• M••••••••• C•• L••Registered adviserregistration: current employment
Dec 7, 2022 to presentfactForm ADV
→ C•••••• S••••• • C••• I•••Registered adviserregistration: previous registration
Jun 19, 2018 to Dec 9, 2022factForm ADV
→ N•• Y••• L••• I••••••••• M••••••••• L••Registered adviserregistration: previous registration
Aug 5, 2015 to Jun 7, 2017factForm ADV
→ I•••••• A•••••••• I•••

Dated events

Occurred
Dec 9, 2022
Advisor changed firm
D•••••• P••• D••• left C•••••• S••••• • C••• I••• for V••• I••••••••• M••••••••• C•• L•• (registered 2022-12-07)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:681f8cb1-12ed-5155-7648-9b91d7584dd9
First observed: May 19, 2006
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.