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Advisor at AE WEALTH MANAGEMENT, LLC
West Columbia, SC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| AE WEALTH MANAGEMENT, LLC | Bd affiliated wealth | Jul 14, 2026 | n/a | yes | West Columbia, SC | Current employment |
| ONEAMERICA SECURITIES, INC. | Bd affiliated wealth | Sep 2, 2021 | Jun 26, 2026 | no | INDIANAPOLIS, IN|Gilbert, SC|West Columbia, SC | Previous registration |
| MML INVESTORS SERVICES, LLC | Bd affiliated wealth | Sep 18, 2018 | Jul 12, 2021 | no | COLUMBIA, SC|GILBERT, SC | Previous registration |
| PRUCO SECURITIES, LLC | No RAUM reported | Apr 1, 2016 | Aug 17, 2018 | no | COLUMBIA, SC | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| ONEAMERICA SECURITIES, INC. | AE WEALTH MANAGEMENT, LLC | Jun 26, 2026 | Jul 14, 2026 | 18 | Firm change | Ibd to ibd |
| MML INVESTORS SERVICES, LLC | ONEAMERICA SECURITIES, INC. | Jul 12, 2021 | Sep 2, 2021 | 52 | Firm change | Ibd to ibd |
| PRUCO SECURITIES, LLC | MML INVESTORS SERVICES, LLC | Aug 17, 2018 | Sep 18, 2018 | 32 | Firm change | Ibd to ibd |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 4173:282580:SC:2026-06-26 | Jun 26, 2026 | Jul 14, 2026 | WEST COLUMBIA, SC | Firm change |
| 5685:10409:SC:2018-08-17 | Aug 17, 2018 | Sep 18, 2018 | COLUMBIA, SC | Firm change |