DFX Intelligence

K•••• M•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)10 years in industry

K•••• M•••••••••

Advisor at W•••• F•••• A•••••••

DENVER, CO

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Search this name across graphsid dfx:ria:6826d134-c687-6c00-1bb8-85254af69b34

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:47 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Nov 19, 2019 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W•••• F•••• A•••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Feb 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W•••• F•••• A•••••••	Wirehouse	Sep 17, 2024	n/a	yes	DENVER, CO	Current employment
C•••••• S••••• • C••• I•••	National bd RIA	Jan 13, 2023	Mar 31, 2024	no	San Francisco, CA\|ALBUQUERQUE, NM	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••• S••••• • C••• I•••	W•••• F•••• A•••••••	Mar 31, 2024	Sep 17, 2024	170	Firm change	Ibd to wirehouse
F••••••• P••••••• A•• W•••••••• A•••••••	C•••••• S••••• • C••• I•••	Nov 7, 2022	Jan 13, 2023

Relationships

Registered with (4)

→ W•••• F•••• A•••••••Registered adviserregistration: current employment
Sep 17, 2024 to presentfactForm ADV
→ C•••••• S••••• • C••• I•••Registered adviserregistration: previous registration
Jan 13, 2023 to Mar 31, 2024factForm ADV
→ F••••••• P••••••• A•• W•••••••• A•••••••Registered adviserregistration: previous registration
Oct 26, 2021 to Nov 7, 2022factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

Dated events

Occurred
Mar 31, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Nov 7, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6826d134-c687-6c00-1bb8-85254af69b34
First observed: Nov 19, 2019
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.