DFX Intelligence

A•••••• C•••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

A•••••• C•••••• L••

CRD 166175

LITTLE ROCK, AR

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Search this name across graphsid dfx:ria:682abd0b-6ba9-ab36-61d9-f691ce473e29

Data as of Mar 10, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:54 PM UTC and rebuilt at most every 15 minutes.

Relationships: 17
Dated events: 9
On other graphs: 0
Observed: Mar 29, 2019 to Mar 10, 2026
20 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $358M••• Locked
Discretionary RAUM: $358M
Private client RAUM: $358Mderived••• Locked
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 9
RAUM per advisor: $39.7Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
B•••••• W• R•••••	n/a	LITTLE ROCK, AR	13	19	4	no
J••• H• H•••••	n/a	LITTLE ROCK, AR \| Nashville, TN	11	13

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
R•••••• B••••••• W•	PRINCIPAL FINANCIAL ADVISOR	E	yes	11/2012	Mar 29, 2019	Jul 18, 2024
W•••••••• C••••••••• W•	CHIEF COMPLIANCE OFFICER	Na	yes	03/2021	Mar 26, 2021	Jul 18, 2024

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
Nashville	Tn	United States	4	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 10, 2026

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
1	1	0	11.1%	0	0	0	2	2

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$358M	$293M	21.9%	$234M	15.2%	9	9	1	1

Relationships

Registered with (15)

← J•••• S••••• J••••••Advisorregistration: current employment
Feb 18, 2026 to presentfactForm ADV
← H•••••• L• B••••Advisorregistration: current employment
Dec 19, 2025 to presentfactForm ADV
← L•••• R••••••Advisorregistration: current employment
Sep 12, 2025 to presentfactForm ADV
← C••••• C••••••• P•••

Dated events

Occurred
Jan 6, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Jun 19, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
May 10, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Jan 2, 2023
Advisor changed firm

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:682abd0b-6ba9-ab36-61d9-f691ce473e29
First observed: Mar 29, 2019
Last observed: Mar 10, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.