DFX Intelligence
Reading the graph
Reading the graph
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Advisor at S•• W••••• M••••••••• L••
PLYMOUTH, MA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| S•• W••••• M••••••••• L•• | Independent wealth | Jul 18, 2023 | n/a | yes | PLYMOUTH, MA | Current employment |
| R•• W••••• P••••••• | Independent wealth | Oct 25, 2022 | Sep 6, 2023 | no | BOSTON, MA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| R•• W••••• P••••••• | S•• W••••• M••••••••• L•• | Sep 6, 2023 | Jul 18, 2023 | -50 | Firm change after gap | RIA to RIA |