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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 1b 10b

SHP WEALTH MANAGEMENT, LLC

CRD 174697

PLYMOUTH, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:4287bd11-83d9-765d-e74a-88be6120ba8c

Data as of Jul 8, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 4:38 AM UTC and rebuilt at most every 15 minutes.

Relationships: 46
Dated events: 13
On other graphs: 0
Observed: Nov 9, 2016 to Jul 8, 2026
69 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.94 fund_share=0.05 institutional_share=0.01 related_bd=true related_bank=false bd_reps=0.0
Regulatory AUM: $1.9BItem 5.F on the latest filing (2026-07-08); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.8B
Private client RAUM: $1.8BderivedItem 5.D individuals plus high net worth individuals
Private client share: 94%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 32
RAUM per advisor: $60.0Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 52
Advisory employees: 32
Offices: 5Schedule D 1.F, beyond the principal office
Accounts: 7,457
Individual clients: 1,778
High net worth clients: 483
Custody, client assets: $166M
SEC number: 801-108679
CRD: 174697
Filings on the tape: 69
First filed: Nov 9, 2016
Latest filed: Jul 8, 2026
Organised: Limited Liability Company, MA

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first; showing 25 of 32

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
MATTHEW CHAPMAN PECK	Certified Financial Planner	PLYMOUTH, MA	10	23	1	no
DEREK L.(MI ONLY) GREGOIRE	n/a	PLYMOUTH, MA	10	23	1	no
KEITH WINSLOW ELLIS	n/a	PLYMOUTH, MA	10	23	1	no
NICHOLAS ERROLD NELSON	n/a	PLYMOUTH, MA	10	12	1	no
MARK STEWART KENNEY	Certified Financial Planner	PLYMOUTH, MA	9	15	1	no
David A Hathaway	n/a	PLYMOUTH, MA	8	14	3	no
PATRICK MICHAEL RANDALL	n/a	PLYMOUTH, MA	7	18	4	no
Anthony J Finocchiaro	n/a	PLYMOUTH, MA	6	17	n/a	no
CHASE ANDREW REARDON	n/a	PLYMOUTH, MA	5	15	1	no
MARCI PORTER LUCIER	n/a	PLYMOUTH, MA	5	26	3	no
Christopher Paul Willis	Certified Financial Planner	PLYMOUTH, MA	5	15	n/a	no
NATALIA C. Manning	n/a	PLYMOUTH, MA	4	18	4	no
Owen Michael Imparato	n/a	PLYMOUTH, MA	4	11	n/a	no
Kyle Britton	n/a	PLYMOUTH, MA	3	10	1	no
James Patrick Sferrazza	n/a	PLYMOUTH, MA	3	13	n/a	no
Cameron Joseph Iarrobino	n/a	PLYMOUTH, MA	3	13	2	no
Joshua Richard Kosinski	n/a	PLYMOUTH, MA	3	10	n/a	no
Rafael Gregory Reyes	n/a	PLYMOUTH, MA	3	10	1	no
Michael A Guthrie	n/a	PLYMOUTH, MA	2	28	6	no
RAPHAEL HANNA	n/a	PLYMOUTH, MA	2	13	1	no
Aidan Vito Arone	Certified Financial Planner	PLYMOUTH, MA	2	12	1	no
Laura Russo	n/a	PLYMOUTH, MA	2	11	n/a	no
Bradley Parillo	n/a	PLYMOUTH, MA	1	13	1	no
Zachary Scott Perkins	Chartered Financial Analyst	PLYMOUTH, MA	1	12	1	no
ALINA OSOKHOVSKA	Certified Financial Planner	PLYMOUTH, MA	1	11	2	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
SHP FINANCIAL HOLDCO, LLC	Owner	E	yes	12/2025	Jul 8, 2026	Jul 8, 2026
GREGOIRE & ASSOCIATES, LLC	OWNER/MEMBER	C	yes	10/2015	Nov 9, 2016	Dec 24, 2024
HELICON MTN GROUP, INC	OWNER/MEMBER	C	yes	10/2015	Nov 9, 2016	Dec 24, 2024
KEITH ELLIS & ASSOCIATES, LLC	OWNER/MEMBER	C	yes	10/2015	Nov 9, 2016	Dec 24, 2024
SHP HOLDING, LLC	Owner	E	yes	06/2022	Oct 21, 2022	Dec 24, 2024
ELLIS, KEITH, WINSLOW	DIRECTOR/MEMBER	Na	no	12/2014	Nov 9, 2016	Dec 24, 2024
GREGOIRE, DEREK, L.(MI ONLY)	VICE PRESIDENT/MEMBER	Na	no	12/2014	Nov 9, 2016	Dec 24, 2024
PECK, MATTHEW, CHAPMAN	PRESIDENT/CHIEF COMPLIANCE OFFICER/MEMBER	Na	no	12/2014	Nov 9, 2016	Dec 24, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
SHP FINANCIAL, LLC	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Woburn	Ma	United States	5	no
Hyannis	Ma	United States	3	no
WESTBOROUGH,	Ma	United States	2	no
Braintree	Ma	United States	1	no
Marlborough	Ma	United States	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 10 of 13

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Feb 3, 2026	$1.9B	$1.8B	49	29	5	n/a	n/a
2024	Apr 24, 2025	$1.5B	$1.4B	51	29	5	n/a	n/a
2023	Feb 12, 2024	$1.1B	$1.1B	46	24	5	n/a	n/a
2022	Mar 17, 2023	$906M	$875M	42	21	5	n/a	n/a
2021	Mar 4, 2022	$880M	$865M	40	20	4	n/a	n/a
2020	Mar 20, 2021	$630M	$615M	34	15	5	n/a	n/a
2019	Feb 19, 2020	$455M	$443M	28	13	5	n/a	n/a
2018	Jan 22, 2019	$295M	$283M	22	9	5	n/a	n/a
2017	Jan 25, 2018	$220M	$220M	18	8	3	n/a	n/a
2016	Jan 30, 2017	$117M	$113M	15	5	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
2	0	2	0.0%	0	0	0	10	2

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.9B	$1.5B	28.3%	$906M	28.5%	52	51	5	5

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
GLOBAL FINANCIAL PRIVATE CAPITAL, INC.	2	Jul 5, 2016	Oct 28, 2015	SARASOTA, FL	Team lift out	Other	0.9%

Relationships

Registered with (38)

← Joshua Paul SantosAdvisorregistration: current employment
Jun 9, 2026 to presentfactForm ADV
← KATHERINE PATRICIA BAKERAdvisorregistration: current employment
May 28, 2026 to presentfactForm ADV
← COLIN PATRICK CRONINAdvisorregistration: current employment
May 28, 2026 to presentfactForm ADV
← Michael J BagniAdvisorregistration: current employment
Jan 23, 2026 to presentfactForm ADV
← JACK PAUL BETTLEAdvisorregistration: current employment
Apr 10, 2025 to presentfactForm ADV
← Paul Michael KittredgeAdvisorregistration: current employment
Apr 10, 2025 to presentfactForm ADV
← Jonathan Francis MorrisonAdvisorregistration: current employment
Apr 3, 2025 to presentfactForm ADV
← ALINA OSOKHOVSKAAdvisorregistration: current employment
Mar 24, 2025 to presentfactForm ADV
← Zachary Scott PerkinsAdvisorregistration: current employment
Jan 27, 2025 to presentfactForm ADV
← Bradley ParilloAdvisorregistration: current employment
Sep 24, 2024 to presentfactForm ADV
← Aidan Vito AroneAdvisorregistration: current employment
Jul 24, 2024 to presentfactForm ADV
← Laura RussoAdvisorregistration: current employment
Jul 24, 2024 to presentfactForm ADV
← RAPHAEL HANNAAdvisorregistration: current employment
Nov 30, 2023 to presentfactForm ADV
← Michael A GuthrieAdvisorregistration: current employment
Oct 26, 2023 to presentfactForm ADV
← Rafael Gregory ReyesAdvisorregistration: current employment
Jul 18, 2023 to presentfactForm ADV
← Cameron Joseph IarrobinoAdvisorregistration: current employment
Jul 14, 2023 to presentfactForm ADV
← Joshua Richard KosinskiAdvisorregistration: current employment
Jul 14, 2023 to presentfactForm ADV
← James Patrick SferrazzaAdvisorregistration: current employment
Feb 7, 2023 to presentfactForm ADV
← Kyle BrittonAdvisorregistration: current employment
Oct 4, 2022 to presentfactForm ADV
← Owen Michael ImparatoAdvisorregistration: current employment
Jun 16, 2022 to presentfactForm ADV
← NATALIA C. ManningAdvisorregistration: current employment
Mar 10, 2022 to presentfactForm ADV
← Christopher Paul WillisAdvisorregistration: current employment
Aug 31, 2021 to presentfactForm ADV
← MARCI PORTER LUCIERAdvisorregistration: current employment
Apr 27, 2021 to presentfactForm ADV
← CHASE ANDREW REARDONAdvisorregistration: current employment
Jan 22, 2021 to presentfactForm ADV
← Anthony J FinocchiaroAdvisorregistration: current employment
Dec 24, 2019 to presentfactForm ADV
← PATRICK MICHAEL RANDALLAdvisorregistration: current employment
Oct 10, 2018 to presentfactForm ADV
← David A HathawayAdvisorregistration: current employment
Jul 30, 2018 to presentfactForm ADV
← MARK STEWART KENNEYAdvisorregistration: current employment
Apr 12, 2017 to presentfactForm ADV
← NICHOLAS ERROLD NELSONAdvisorregistration: current employment
Jun 20, 2016 to presentfactForm ADV
← MATTHEW CHAPMAN PECKAdvisorregistration: current employment
Oct 28, 2015 to presentfactForm ADV
and 8 more

Owns (3)

← PECK, MATTHEW, CHAPMANOwnerPRESIDENT/CHIEF COMPLIANCE OFFICER/MEMBER, ownership code NA, individual
Nov 9, 2016 to Dec 24, 2024factForm ADV
← GREGOIRE, DEREK, L.(MI ONLY)OwnerVICE PRESIDENT/MEMBER, ownership code NA, individual
Nov 9, 2016 to Dec 24, 2024factForm ADV
← ELLIS, KEITH, WINSLOWOwnerDIRECTOR/MEMBER, ownership code NA, individual
Nov 9, 2016 to Dec 24, 2024factForm ADV

Controls (4)

← GREGOIRE & ASSOCIATES, LLCOwnerOWNER/MEMBER, ownership code C, domestic entity
Nov 9, 2016 to Dec 24, 2024factForm ADV
← HELICON MTN GROUP, INCOwnerOWNER/MEMBER, ownership code C, domestic entity
Nov 9, 2016 to Dec 24, 2024factForm ADV
← KEITH ELLIS & ASSOCIATES, LLCOwnerOWNER/MEMBER, ownership code C, domestic entity
Nov 9, 2016 to Dec 24, 2024factForm ADV
← SHP HOLDING, LLCOwnerOWNER, ownership code E, domestic entity
Oct 21, 2022 to Dec 24, 2024factForm ADV

Moved with (1)

← GLOBAL FINANCIAL PRIVATE CAPITAL, INC.Registered adviser2 advisors, team lift out, same day
Jul 5, 2016 to Oct 28, 2015factForm ADV

Dated events

Occurred
Jan 29, 2026
Regulatory AUM changed
Shp Wealth Management, Llc reported RAUM $1.9B, up 28% from $1.5B (2025-12-24 to 2026-01-29)
Form ADVobserved 6 days ago
$423M
Occurred
Sep 4, 2025
Advisor changed firm
Joshua Matthew Smith left Shp Wealth Management, Llc for Kelly Financial Services Llc (registered 2025-12-19)
Form ADVobserved 6 days ago
Occurred
Apr 24, 2025
Regulatory AUM changed
Shp Wealth Management, Llc reported RAUM $1.5B, up 36% from $1.1B (2025-02-10 to 2025-04-24)
Form ADVobserved 6 days ago
$400M
Occurred
Mar 19, 2025
Advisor changed firm
Joseph Arthur Anderson left Shp Wealth Management, Llc for Retirement Financial Group, Llc (registered 2025-03-19)
Form ADVobserved 6 days ago
Occurred
Mar 17, 2023
Control person left
Winslow Keith Ellis (Owner/Member) no longer on Schedule A of Shp Wealth Management, Llc (listed 2023-03-13, absent 2023-03-17)
Form ADVobserved 6 days ago
Occurred
Feb 21, 2023
Advisor changed firm
Michael J Hatch left Shp Wealth Management, Llc for Kestra Advisory Services, Llc (registered 2024-08-21)
Form ADVobserved 6 days ago
Occurred
Sep 30, 2022
Advisor changed firm
Ezekiel Waisel left Shp Wealth Management, Llc for Wealth Enhancement Advisory Services, Llc (registered 2022-10-18)
Form ADVobserved 6 days ago
Occurred
Jun 27, 2022
Advisor changed firm
Hudsen Walter Hagland left Shp Wealth Management, Llc for Afs Wealth Management Llc (registered 2022-11-10)
Form ADVobserved 6 days ago
Occurred
Mar 4, 2022
Regulatory AUM changed
Shp Wealth Management, Llc reported RAUM $879.8M, up 40% from $629.7M (2021-03-20 to 2022-03-04)
Form ADVobserved 6 days ago
$250M
Occurred
Mar 20, 2021
Regulatory AUM changed
Shp Wealth Management, Llc reported RAUM $629.7M, up 39% from $454.5M (2021-03-12 to 2021-03-20)
Form ADVobserved 6 days ago
$175M
Occurred
Feb 19, 2020
Regulatory AUM changed
Shp Wealth Management, Llc reported RAUM $454.5M, up 56% from $292.0M (2020-02-05 to 2020-02-19)
Form ADVobserved 6 days ago
$163M
Occurred
Jan 25, 2018
Regulatory AUM changed
Shp Wealth Management, Llc reported RAUM $220.2M, up 88% from $117.4M (2017-08-15 to 2018-01-25)
Form ADVobserved 6 days ago
$103M
Occurred
Nov 9, 2016
First Form ADV filing
Shp Wealth Management, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4287bd11-83d9-765d-e74a-88be6120ba8c
First observed: Nov 9, 2016
Last observed: Jul 8, 2026 2 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

SHP WEALTH MANAGEMENT, LLC

CRD 174697

PLYMOUTH, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:4287bd11-83d9-765d-e74a-88be6120ba8c

Data as of Jul 8, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 4:38 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

MATTHEW CHAPMAN PECK

Certified Financial Planner

PLYMOUTH, MA

DEREK L.(MI ONLY) GREGOIRE

n/a

PLYMOUTH, MA

KEITH WINSLOW ELLIS

n/a

PLYMOUTH, MA

NICHOLAS ERROLD NELSON

n/a

PLYMOUTH, MA

MARK STEWART KENNEY

Certified Financial Planner

PLYMOUTH, MA

David A Hathaway

n/a

PLYMOUTH, MA

PATRICK MICHAEL RANDALL

n/a

PLYMOUTH, MA

Anthony J Finocchiaro

n/a

PLYMOUTH, MA

n/a

CHASE ANDREW REARDON

n/a

PLYMOUTH, MA

MARCI PORTER LUCIER

n/a

PLYMOUTH, MA

Christopher Paul Willis

Certified Financial Planner

PLYMOUTH, MA

n/a

NATALIA C. Manning

n/a

PLYMOUTH, MA

Owen Michael Imparato

n/a

PLYMOUTH, MA

n/a

Kyle Britton

n/a

PLYMOUTH, MA

James Patrick Sferrazza

n/a

PLYMOUTH, MA

n/a

Cameron Joseph Iarrobino

n/a

PLYMOUTH, MA

Joshua Richard Kosinski

n/a

PLYMOUTH, MA

n/a

Rafael Gregory Reyes

n/a

PLYMOUTH, MA

Michael A Guthrie

n/a

PLYMOUTH, MA

RAPHAEL HANNA

n/a

PLYMOUTH, MA

Aidan Vito Arone

Certified Financial Planner

PLYMOUTH, MA

Laura Russo

n/a

PLYMOUTH, MA

n/a

Bradley Parillo

n/a

PLYMOUTH, MA

Zachary Scott Perkins

Chartered Financial Analyst

PLYMOUTH, MA

ALINA OSOKHOVSKA

Certified Financial Planner

PLYMOUTH, MA

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

SHP FINANCIAL HOLDCO, LLC

Owner

yes

12/2025

Jul 8, 2026

GREGOIRE & ASSOCIATES, LLC

OWNER/MEMBER

yes

10/2015

Nov 9, 2016

Dec 24, 2024

HELICON MTN GROUP, INC

OWNER/MEMBER

yes

10/2015

Nov 9, 2016

Dec 24, 2024

KEITH ELLIS & ASSOCIATES, LLC

OWNER/MEMBER

yes

10/2015

Nov 9, 2016

Dec 24, 2024

SHP HOLDING, LLC

Owner

yes

06/2022

Oct 21, 2022

Dec 24, 2024

ELLIS, KEITH, WINSLOW

DIRECTOR/MEMBER

12/2014

Nov 9, 2016

Dec 24, 2024

GREGOIRE, DEREK, L.(MI ONLY)

VICE PRESIDENT/MEMBER

12/2014

Nov 9, 2016

Dec 24, 2024

PECK, MATTHEW, CHAPMAN

PRESIDENT/CHIEF COMPLIANCE OFFICER/MEMBER

12/2014

Nov 9, 2016

Dec 24, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

SHP FINANCIAL, LLC

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

Woburn

United States

Hyannis

United States

WESTBOROUGH,

United States

Braintree

United States

Marlborough

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Feb 3, 2026

$1.9B

$1.8B

n/a

2024

Apr 24, 2025

$1.5B

$1.4B

n/a

2023

Feb 12, 2024

$1.1B

n/a

2022

Mar 17, 2023

$906M

$875M

n/a

2021

Mar 4, 2022

$880M

$865M

n/a

2020

Mar 20, 2021

$630M

$615M

n/a

2019

Feb 19, 2020

$455M

$443M

n/a

2018

Jan 22, 2019

$295M

$283M

n/a

2017

Jan 25, 2018

$220M

n/a

2016

Jan 30, 2017

$117M

$113M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$1.9B

$1.5B

28.3%

$906M

28.5%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

GLOBAL FINANCIAL PRIVATE CAPITAL, INC.

Jul 5, 2016

Oct 28, 2015

SARASOTA, FL

Team lift out

Other

0.9%