DFX Intelligence

K•••• A••••••••• S•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)16 years in industry

K•••• A••••••••• S•••••

Advisor at J••• M••••• S••••••••• L••

Birmingham, MI

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Search this name across graphsid dfx:ria:68309071-e14e-bbf5-2e9f-0e78ba8acf08

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:42 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Sep 3, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J••• M••••• S••••••••• L••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Jul 22, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
J••• M••••• S••••••••• L••	Wirehouse	Apr 8, 2024	n/a	yes	Birmingham, MI	Current employment
T••••••• A••••••••• G••••• L••	Former SEC adviser	Sep 13, 2011	Jul 17, 2014	no	BIRMINGHAM, MI	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T••••••• A••••••••• G••••• L••	J••• M••••• S••••••••• L••	Jul 17, 2014	Apr 8, 2024	3,553	Firm change after gap	Other
C•••• I••••••••• S••••••• C••••	T••••••• A••••••••• G••••• L••	Aug 18, 2011	Sep 13, 2011

Relationships

Registered with (4)

→ J••• M••••• S••••••••• L••Registered adviserregistration: current employment
Apr 8, 2024 to presentfactForm ADV
→ T••••••• A••••••••• G••••• L••Registered adviserregistration: previous registration
Sep 13, 2011 to Jul 17, 2014factForm ADV
→ C•••• I••••••••• S••••••• C••••Registered adviserregistration: previous registration
Nov 17, 2010 to Aug 18, 2011factForm ADV
→ C•••••• S••••• • C••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:68309071-e14e-bbf5-2e9f-0e78ba8acf08
First observed: Sep 3, 2010
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.