RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K•••• A••••••••• S•••••
- J••• M••••• S••••••••• L•• wirehouse currentsince Apr 8, 2024 · Birmingham, Mi
- T••••••• A••••••••• G••••• L•• formerSep 13, 2011 to Jul 17, 2014 · Birmingham, Mi
- C•••• I••••••••• S••••••• C•••• formerNov 17, 2010 to Aug 18, 2011 · Walled Lake, Mi
- C•••••• S••••• • C••• I••• national BDSep 3, 2010 to Nov 12, 2010 · Troy, Mi
- T••••••• A••••••••• G••••• L•• to J••• M••••• S••••••••• L••left Jul 17, 2014, registered Apr 8, 2024 (3553 days) · Other
- C•••• I••••••••• S••••••• C•••• to T••••••• A••••••••• G••••• L••left Aug 18, 2011, registered Sep 13, 2011 (26 days) · Other
- C•••••• S••••• • C••• I••• to C•••• I••••••••• S••••••• C••••left Nov 12, 2010, registered Nov 17, 2010 (5 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address