DFX Intelligence

P••••• V• U•••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisordual registered (broker-dealer)40 years in industry

P••••• V• U•••••

Advisor at A•••••• R••••••• C••••••

DALLAS, TX | FORT WORTH, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:6830b985-70f9-cec9-177b-eef4d3514475

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:53 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: May 21, 1998 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A•••••• R••••••• C••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 10, 1986earliest registration or exam on IAPD
Years in industry: 40derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A•••••• R••••••• C••••••	Independent wealth	Sep 2, 2026	n/a	yes	DALLAS, TX	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Jun 4, 2021	n/a	yes	FORT WORTH, TX\|DALLAS, TX	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P••• A••••• S••••••••• L••	L•• F•••••••• L••	Jun 2, 2021	Jun 4, 2021	2	Firm change	Ibd to ibd
M•• I•••••••• S•••••••• L••	P••• A••••• S••••••••• L••	Oct 29, 2002	Oct 6, 2008

Relationships

Registered with (4)

→ A•••••• R••••••• C••••••Registered adviserregistration: current employment
Sep 2, 2026 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: current employment
Jun 4, 2021 to presentfactForm ADV
→ P••• A••••• S••••••••• L••Registered adviserregistration: previous registration
Jan 15, 2009 to Jun 2, 2021factForm ADV
→ M•• I•••••••• S•••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6830b985-70f9-cec9-177b-eef4d3514475
First observed: May 21, 1998
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.