P••••• V• U•••••

• A•••••• R••••••• C•••••• independent RIA current
  since Sep 2, 2026 · Dallas, Tx
• L•• F•••••••• L•• BD affiliated current
  since Jun 4, 2021 · Fort Worth, Tx
• P••• A••••• S••••••••• L•• BD affiliated
  Jan 15, 2009 to Jun 2, 2021 · Addison, Tx
• P••• A••••• S••••••••• L•• BD affiliated
  Oct 6, 2008 to Oct 7, 2008 · Addison, Tx
• M•• I•••••••• S•••••••• L•• BD affiliated
  May 21, 1998 to Oct 29, 2002 · Fortworth, Tx

• P••• A••••• S••••••••• L•• to L•• F•••••••• L••
  left Jun 2, 2021, registered Jun 4, 2021 (2 days) · Affiliated broker-dealer or bank to another
• M•• I•••••••• S•••••••• L•• to P••• A••••• S••••••••• L••
  left Oct 29, 2002, registered Oct 6, 2008 (2169 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Independent wealth managerderived

Years in industry

40derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address