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Advisor at WELLS FARGO ADVISORS
DUBLIN, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | Oct 15, 2019 | n/a | yes | DUBLIN, OH | Current employment |
| PNC WEALTH MANAGEMENT | Bd affiliated wealth | Dec 5, 2013 | Oct 22, 2019 | no | CAMBRIDGE, OH|COSHOCTON, OH|BYESVILLE, OH|ZANESVILLE, OH|ZANESVILLE, OH|ZANESVILLE, OH | Previous registration |
| J.P. MORGAN SECURITIES LLC | Wirehouse | Oct 1, 2012 | Dec 5, 2013 | no | MARIETTA, OH|BELPRE, OH | Previous registration |
| CHASE INVESTMENT SERVICES CORP. | Former SEC adviser | May 26, 2010 | Oct 1, 2012 | no | BELPRE, OH|ATHENS, OH|ATHENS, OH|ATHENS, OH|ATHENS, OH|MARIETTA, OH|WEST LAFAYETTE, OH | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| PNC WEALTH MANAGEMENT | WELLS FARGO ADVISORS | Oct 22, 2019 | Oct 15, 2019 | -7 | Firm change | Ibd to wirehouse |
| J.P. MORGAN SECURITIES LLC | PNC WEALTH MANAGEMENT | Dec 5, 2013 | Dec 5, 2013 | 0 | Firm change | Other |
| CHASE INVESTMENT SERVICES CORP. | J.P. MORGAN SECURITIES LLC | Oct 1, 2012 | Oct 1, 2012 | 0 | Bulk transfer | Other |