DFX Intelligence

M••• E••••• C•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor28 years in industry

M••• E••••• C•••••••

Advisor at H•••••••• A•••••••• L••

••• Locked

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Search this name across graphsid dfx:ria:68403d2d-9342-461c-fc8e-8fd2c79b1b6d

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:42 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Apr 12, 2004 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: H•••••••• A•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Aug 12, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
H•••••••• A•••••••• L••	Bd affiliated wealth	Oct 21, 2020	n/a	yes	Dunedin, FL\|Dallas, TX\|CHICAGO, IL	Current employment
F••••••• I••••••••• M••••••••• C•	Former SEC adviser	Nov 20, 2015	Nov 16, 2020	no	DALLAS, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F••••••• I••••••••• M••••••••• C•	H•••••••• A•••••••• L••	Nov 16, 2020	Oct 21, 2020	-26	Bulk transfer	RIA to ibd
F•••••••• A••••••• G•••• L•••••	F••••••• I••••••••• M••••••••• C•	Oct 30, 2015	Nov 20, 2015

Relationships

Registered with (6)

→ H•••••••• A•••••••• L••Registered adviserregistration: current employment
Oct 21, 2020 to presentfactForm ADV
→ F••••••• I••••••••• M••••••••• C•Registered adviserregistration: previous registration
Nov 20, 2015 to Nov 16, 2020factForm ADV
→ F•••••••• A••••••• G•••• L•••••Registered adviserregistration: previous registration
Oct 25, 2010 to Oct 30, 2015factForm ADV
→ O••••••••• • C•• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:68403d2d-9342-461c-fc8e-8fd2c79b1b6d
First observed: Apr 12, 2004
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.