DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

M••• E••••• C•••••••

H•••••••• A•••••••• L••BD affiliatedDallas, Tx IA-onlyIAPD 2594883

Feed of 09/15/2026

Also filed as M••• E••••• C•••••••

At current firm

5 y

since Oct 21, 2020

In the industry

28 y

since Aug 12, 1998 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

H•••••••• A•••••••• L•• BD affiliated current
since Oct 21, 2020 · Dunedin, Fl
F••••••• I••••••••• M••••••••• C• former
Nov 20, 2015 to Nov 16, 2020 · Dallas, Tx
F•••••••• A••••••• G•••• L••••• independent RIA
Oct 25, 2010 to Oct 30, 2015 · Gig Harbor, Wa
O••••••••• • C•• I••• BD affiliated
Mar 20, 2009 to Jun 2, 2010 · Austin, Tx
S••••••• G•••• C•••••• unclassified
May 5, 2006 to Mar 17, 2009 · Dallas, Tx
B••• O• A•••••• I••••••••• S•••••••• I••• unclassified
Apr 12, 2004 to May 8, 2006 · Dallas, Tx

Moves

a registration end followed by a registration begin elsewhere

F••••••• I••••••••• M••••••••• C• to H•••••••• A•••••••• L••
left Nov 16, 2020, registered Oct 21, 2020 (-26 days) · corporate re-registration, not a move
F•••••••• A••••••• G•••• L••••• to F••••••• I••••••••• M••••••••• C•
left Oct 30, 2015, registered Nov 20, 2015 (21 days) · Other
O••••••••• • C•• I••• to F•••••••• A••••••• G•••• L•••••
left Jun 2, 2010, registered Oct 25, 2010 (145 days) · Other
S••••••• G•••• C•••••• to O••••••••• • C•• I•••
left Mar 17, 2009, registered Mar 20, 2009 (3 days) · Other
B••• O• A•••••• I••••••••• S•••••••• I••• to S••••••• G•••• C••••••
left May 8, 2006, registered May 5, 2006 (-3 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 28derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address