DFX Intelligence
Reading the graph
Reading the graph
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Advisor at P••••• W••••• G••••
WESTERVILLE, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| P••••• W••••• G•••• | State registered | Jan 2, 2026 | n/a | yes | WESTERVILLE, OH | Current employment |
| S•••••••• A••••••• L•• | National bd RIA | Mar 31, 2025 | Dec 17, 2025 | no | WORTHINGTON, OH|COLUMBUS, OH|COLUMBUS, OH|BOSTON, MA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| S•••••••• A••••••• L•• | P••••• W••••• G•••• | Dec 17, 2025 | Jan 2, 2026 | 16 | Firm change | Ibd to state RIA |
| F••••••• P••••••• A•• W•••••••• A••••••• | S•••••••• A••••••• L•• | Mar 31, 2025 | Mar 31, 2025 |
| F••••••• P••••••• A•• W•••••••• A••••••• | Former SEC adviser | May 3, 2023 | Mar 31, 2025 | no | COLUMBUS, OH | Previous registration |
| C•••••• A••••••• | Bd affiliated wealth | Apr 5, 2021 | Apr 5, 2022 | no | Columbus, OH|West Chester, OH | Previous registration |
| L•••••• I••••••••• | Independent wealth | Apr 5, 2021 | Apr 5, 2022 | no | COLUMBUS, OH|PALM BEACH GARDENS, FL|West Chester, OH | Previous registration |
| 0 |
| Bulk transfer |
| Ibd to ibd |
| C•••••• A••••••• | L•••••• I••••••••• | Apr 5, 2022 | Apr 5, 2021 | -365 | Firm change after gap | Ibd to ibd |
| L•••••• I••••••••• | F••••••• P••••••• A•• W•••••••• A••••••• | Apr 5, 2022 | May 3, 2023 | 393 | Firm change | RIA to ibd |