DFX Intelligence

R••••• J••••• C•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Consultant13 years in industry

R••••• J••••• C•••••••

Advisor at M•• I•••••••• S•••••••• L••

SPRINGFIELD, MA | Lake Oswego, OR

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 5:07 PM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 3
On other graphs: 0
Observed: Jan 7, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•• I•••••••• S•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Nov 9, 2012earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 8

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M•• I•••••••• S•••••••• L••	Bd affiliated wealth	Jul 23, 2026	n/a	yes	Lake Oswego, OR\|SPRINGFIELD, MA	Current employment
F••••••••• I••••••••• A••••••• L••	Independent wealth	Nov 21, 2025	Jun 18, 2026	no	PHOENIX, AZ\|LAKE OSWEGO, OR

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F••••••••• I••••••••• A••••••• L••	M•• I•••••••• S•••••••• L••	Jun 18, 2026	Jul 23, 2026	35	Firm change	RIA to ibd
P•••• F•••••••• G•••• W••••• M••••••••• I•••	F••••••••• I••••••••• A••••••• L••	Nov 19, 2025	Nov 21, 2025

Team moves

••• Locked

Team	Left	Joined	From	Kind
164129:155344:OR:2021-12-01	Dec 1, 2021	Feb 11, 2021	BEAVERTON, OR	Firm change after gap
6413:7461:OR:2018-06-01	Jun 1, 2018	May 24, 2018	PORTLAND, OR	Firm change

Relationships

Registered with (9)

→ M•• I•••••••• S•••••••• L••Registered adviserregistration: current employment
Jul 23, 2026 to presentfactForm ADV
→ F••••••••• I••••••••• A••••••• L••Registered adviserregistration: previous registration
Nov 21, 2025 to Jun 18, 2026factForm ADV
→ P•••• F•••••••• G•••• W••••• M••••••••• I•••Registered adviserregistration: previous registration
Sep 30, 2022 to Nov 19, 2025factForm ADV
→ C••• L••

Dated events

Occurred
Jun 18, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Nov 19, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Oct 4, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jan 7, 2013
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.