DFX Intelligence

J••••• S•••• C•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor25 years in industry

J••••• S•••• C•••••••

Advisor at T• A•••• M••••••••• L••

NAPERVILLE, IL

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Search this name across graphsid dfx:ria:684bdf93-9f5c-75fb-5cc0-62e0cbdf0a86

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:30 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Mar 8, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T• A•••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 27, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T• A•••• M••••••••• L••	Independent wealth	Jan 2, 2018	n/a	yes	NAPERVILLE, IL	Current employment
H•••••••• A•••••• G••••• L••	Former SEC adviser	Jan 17, 2014	Aug 6, 2014	no	DOWNERS GROVE, IL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••• C•••••• M••••••••• L••	H•••••••• A•••••• G••••• L••	Dec 31, 2015	Jan 17, 2014	-713	Firm change after gap	Other
H•••••••• A•••••• G••••• L••	T• A•••• M••••••••• L••	Aug 6, 2014	Jan 2, 2018

Relationships

Registered with (6)

→ T• A•••• M••••••••• L••Registered adviserregistration: current employment
Jan 2, 2018 to presentfactForm ADV
→ C••••••• C•••••• M••••••••• L••Registered adviserregistration: previous registration
Jun 1, 2010 to Dec 31, 2015factForm ADV
→ H•••••••• A•••••• G••••• L••Registered adviserregistration: previous registration
Jan 17, 2014 to Aug 6, 2014factForm ADV
→ C•••••• S••••• • C••• I•••Registered adviser

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:684bdf93-9f5c-75fb-5cc0-62e0cbdf0a86
First observed: Mar 8, 2002
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.