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H•••••••• A•••••• G••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 1b 10bsuccession filed

H•••••••• A•••••• G••••• L••

CRD 163768

DOWNERS GROVE, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:32999903-95e1-34b7-ae63-d61a9acadbed

Data as of Sep 29, 2021 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:07 AM UTC and rebuilt at most every 15 minutes.

Relationships: 130
Dated events: 8
On other graphs: 1
Observed: May 4, 2012 to Sep 29, 2021
54 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Allocatorsidentity

H•••••••• A•••••• G••••• L••

Investment consultant · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $2.7BItem 5.F on the latest filing (2021-09-29); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $2.7B
Private client RAUM: $2.6BderivedItem 5.D individuals plus high net worth individuals
Private client share: 97%derivedprivate client RAUM over total RAUM
A••••••s on IAPD: 0
Employees

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
C••••••••• J••••• M•••••••	CHIEF COMPLIANCE OFFICER	Na	yes	03/2019	Mar 30, 2019	Sep 29, 2021
C•••••••• M•••••• A••••••	MANAGING MEMBER	D	yes	09/2021	May 23, 2016

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
C•••••• R••••••• P•• B•••• I••	n/a	n/a	n/a	N	no	n/a
R•••••• L•••• J••• R•••••• L•••• I••	n/a	n/a	n/a	N	no	n/a
R•••••• W••••

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
ST. C••••••	IL	United States	14	no
DOWNERS GROVE	IL	United States	11	no
DOWNERS GROVE	IL	United States	11	no
Manteno	IL	United States	5	no
Naperville	IL

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	A••••••y staff	Offices	Private funds	Fund GAV

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2020	$2.7B	$2.3B	20.9%	$3.0B	-2.5%	100	81	41	39

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	A••••••s	First left	Last joined	From	Kind	Move type	Share of firm
P••••••• A• H•••• • A••••••••• I•••	2	Dec 31, 2021	Nov 17, 2014	DOWNERS GROVE, IL	Team lift out	Other	2.2%
L•• F•••••••• L••	7	Dec 31, 2021

Teams in

teams that arrived here from one firm together

Other firm	A••••••s	First left	Last joined	From	Kind	Move type	Share of firm
L•••• F••• A••••••• S•••••••	3	Aug 27, 2021	Aug 31, 2021	ROSEMONT, IL	Team lift out	Ibd to RIA	3.7%
L•••• F••• A••••••• S•••••••	3	Aug 27, 2021

Relationships

showing 80 of 130

Controls (9)

← G••••• J•••••• D••••OwnerMANAGING MEMBER, ownership code C, individual
Sep 29, 2021 to presentfactForm ADV
← W•••••• P••••• M•OwnerMANAGING MEMBER, ownership code C, individual
Sep 29, 2021 to presentfactForm ADV
← P••••• S••••••• M•OwnerMANAGING MEMBER, ownership code C, individual
Sep 29, 2021 to presentfactForm ADV
← I••••••• C••••• F••••OwnerMANAGING MEMBER, ownership code D, individual
May 23, 2016 to present

Dated events

2 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Sep 29, 2021
Succession filed (Item 4)
H•••••••• A•••••• G••••• L•• reported succeeding to the business of Another Adviser (Form ADV Item 4)
Form ADVobserved 7 days ago
Occurred
Sep 29, 2021
Control person joined
M Peter Wilmot (Managing Member) appeared on Schedule A of H•••••••• A•••••• G••••• L••
Form ADVobserved 7 days ago
Occurred
Sep 29, 2021
Control person joined
David Joshua Gerry (Managing Member) appeared on Schedule A of H•••••••• A•••••• G••••• L••
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:32999903-95e1-34b7-ae63-d61a9acadbed
First observed: May 4, 2012
Last observed: Sep 29, 2021 60 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

Registered with (69)

← ROGER JAMES ENSMINGERAdvisorregistration: previous registration
Jan 19, 2017 to Dec 31, 2021factForm ADV
← DOUGLAS ALAN S••••••••Advisorregistration: previous registration
Jun 5, 2012 to Dec 31, 2021factForm ADV
← ANN MARIE GREENBERGAdvisorregistration: previous registration
Jul 12, 2018 to Dec 31, 2021factForm ADV
← DANIEL GERARD MCCABEAdvisorregistration: previous registration
Jun 17, 2013 to Dec 31, 2021factForm ADV
← RONALD CHEONG MING SHIHAdvisorregistration: previous registration
Aug 27, 2021 to Dec 31, 2021factForm ADV
← R•••••• JOHN TARSITANOAdvisorregistration: previous registration
Feb 6, 2014 to Dec 31, 2021factForm ADV
← FRANCIS M•••••• GUTRICHAdvisorregistration: previous registration
Jan 6, 2017 to Dec 31, 2021factForm ADV
← JOEL GRAY CLOUSINGAdvisorregistration: previous registration
Mar 25, 2013 to Dec 31, 2021factForm ADV
← STEVEN R•••••• OSTRANDERAdvisorregistration: previous registration
Sep 18, 2012 to Dec 31, 2021factForm ADV
← ALAN FRANK DELCORSEAdvisorregistration: previous registration
Dec 13, 2013 to Dec 31, 2021factForm ADV
← R•••••• LEW W••••Advisorregistration: previous registration
Nov 12, 2013 to Dec 31, 2021factForm ADV
← JEROME JACOB KAHNAdvisorregistration: previous registration
Jun 23, 2021 to Dec 31, 2021factForm ADV
← KEITH EARL MURPHYAdvisorregistration: previous registration
Sep 4, 2015 to Dec 31, 2021factForm ADV
← M•••••• PATRICK LYNCHAdvisorregistration: previous registration
Jun 26, 2018 to Dec 31, 2021factForm ADV
← JEFFREY L MENOUGHAdvisorregistration: previous registration
Nov 13, 2013 to Dec 31, 2021factForm ADV
← ROBERT M•••••• DOPKEAdvisorregistration: previous registration
Sep 21, 2015 to Dec 31, 2021factForm ADV
← JEROME A•••••• BELLMAdvisorregistration: previous registration
Nov 21, 2014 to Dec 31, 2021factForm ADV
← WILLIAM DANIEL KELLEHERAdvisorregistration: previous registration
May 16, 2013 to Dec 31, 2021factForm ADV
← ANNETTE ERIKA FINDLINGAdvisorregistration: previous registration
Jan 17, 2013 to Dec 31, 2021factForm ADV
← JOEL PARTYKA RILEYAdvisorregistration: previous registration
Jun 19, 2013 to Dec 31, 2021factForm ADV
← M•••••• D•••• B•••••Advisorregistration: previous registration
Apr 12, 2016 to Dec 31, 2021factForm ADV
← Terra Ann JahnsAdvisorregistration: previous registration
Mar 12, 2021 to Dec 31, 2021factForm ADV
← WILLARD JOHN EINSPARAdvisorregistration: previous registration
May 10, 2016 to Dec 31, 2021factForm ADV
← ROBERT ANDREW PEREZAdvisorregistration: previous registration
Nov 12, 2013 to Dec 31, 2021factForm ADV
← DOUGLAS FREDERICK BRYMERAdvisorregistration: previous registration
Aug 13, 2013 to Dec 31, 2021factForm ADV
← BRIAN MARK GEDONIUSAdvisorregistration: previous registration
Dec 12, 2014 to Dec 31, 2021factForm ADV
← SAMMY MOYAdvisorregistration: previous registration
Aug 27, 2021 to Dec 31, 2021factForm ADV
← ROBERT P EBERLINAdvisorregistration: previous registration
Aug 30, 2021 to Dec 31, 2021factForm ADV
← DANIEL SCOTT TRESEMERAdvisorregistration: previous registration
Nov 12, 2013 to Dec 31, 2021factForm ADV
← R•••••• ELSON L••••Advisorregistration: previous registration
Oct 2, 2014 to Dec 31, 2021factForm ADV
and 39 more